John D. Brim

SMITH GROUP ASSET MANAGEMENT

DALLAS, TX 75201

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CRD#: 2933011

Professional summary

John David Brim is a registered financial advisor currently at SMITH GROUP ASSET MANAGEMENT located in Dallas, Texas and SMITH GROUP ASSET MANAGEMENT, LLC located in Dallas, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. John has worked at 3 firms and has passed the Series 65 and Series 63 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John David Brim's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 5, 2000 - Present

SMITH GROUP ASSET MANAGEMENT

Office #1: 100 Crescent Court Suite 1150, Dallas, TX 75201

RIA

CRD#: 106301

DALLAS, TX

Current

August 4, 2021 - Present

SMITH GROUP ASSET MANAGEMENT, LLC

Office #1: 100 Crescent Court Suite 1150, Dallas, TX 75201

RIA

CRD#: 313265

DALLAS, TX

Past

October 5, 2000 - November 28, 2006

DISCOVERY MANAGEMENT, LTD.

RIA

CRD#: 114222

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SMITH GROUP ASSET MANAGEMENT, LLC

SMITH ASSET GROUP MANAGEMENT, LLC | SMITH GROUP ASSET MANAGEMENT, LLC | SMITH ASSET MANAGEMENT GROUP

CRD#: 313265 / SEC#: 801-120777

RIA

Registered Investment Advisory firm - (5/5/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/5/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/1/1997

Uniform Securities Agent State Law Examination

Current Firm

SMITH GROUP ASSET MANAGEMENT, LLC

SMITH ASSET GROUP MANAGEMENT, LLC | SMITH GROUP ASSET MANAGEMENT, LLC | SMITH ASSET MANAGEMENT GROUP

CRD#: 313265 / SEC#: 801-120777

RIA

Registered Investment Advisory firm - (5/5/2021 Approved)

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Contact information

Main Address

100 Crescent Court, Dallas, TX 75201

Mailing Address

Phone number

(214) 880-4600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SMITH GROUP ASSET MANAGEMENT, LLC ADV PART 2 (5/8/2025)

Regulatory assets under management

Total Number of Accounts	1,509
AUM (Assets Under Management)	$ 1,714,189,276

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John D. Brim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John David Brim's CRS (Customer Relationship Summary).

Certified licenses

Experience

SMITH GROUP ASSET MANAGEMENT

SMITH GROUP ASSET MANAGEMENT, LLC

DISCOVERY MANAGEMENT, LTD.

Primary Firm SEC Registration

SMITH GROUP ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/1997

Series 63

Date: 8/1/1997

Current Firm

SMITH GROUP ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SMITH GROUP ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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