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TB

Tabor W. Butler

THE BUTLER GROUP
New York, NY
CRD#: 2932815
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TB
Tabor Williams ButlerTHE BUTLER GROUP

Professional summary


Tabor Williams Butler, who also goes by Tabor W Bent, Amy Tabor Williams Butler, Tabor W Butler, Amy Tabor Williams, Tabor Williams, is a registered financial advisor currently at THE BUTLER GROUP LLC located in New York, New York.

Tabor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Tabor has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Tabor W Bent | Amy Tabor Williams Butler | Tabor W Butler | Amy Tabor Williams | Tabor Williams

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Tabor Williams Butler's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 7, 2022 - Present

THE BUTLER GROUP LLC

RIA
CRD#: 131814
New York, NY
Past

September 17, 2003 - October 6, 2005

INSIGHT SECURITIES, INC.

BD
CRD#: 5611
HIGHLAND PARK, IL
Past

August 17, 2001 - August 27, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW YORK, NY
Past

October 8, 1997 - August 27, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(4/7/2022)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/29/1997
Uniform Combined State Law Examination
General Industry/Product Exam

Current Firm


TB
THE BUTLER GROUP LLC
THE BUTLER GROUP LLC

CRD#: 131814 / SEC#:

New York
Registered Investment Advisory firm - (7/26/2004 Approved)
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Contact information


Main Address
New York, NY
Mailing Address
Phone number
(212) 706-7992
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts15
AUM (Assets Under Management)$ 19,197,496

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE BUTLER GROUP LLC

CRD#: 131814New York, NY

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