Todd A. Bomberg
Professional summary
Todd Adam Bomberg is a registered financial professional currently at CAPSTONE PARTNERS located in Irvine, California.
Todd is registered as a RR (Registered Representative) and started their career in finance in 1997. Todd has worked at 7 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Todd Adam Bomberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 11, 2018 - Present
CAPSTONE PARTNERS
Office #1: 7700 Irvine Center Drive Suite 530, Irvine, CA 92618June 18, 2015 - November 4, 2018
HEADWATERS BD, LLC
April 14, 2009 - August 19, 2010
MERCANTI SECURITIES, LLC
March 27, 2008 - March 31, 2009
MOELIS & COMPANY LLC
March 28, 2001 - August 18, 2005
UBS SECURITIES LLC
December 18, 2000 - February 13, 2001
CREDIT SUISSE SECURITIES (USA) LLC
August 28, 1997 - December 18, 2000
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
CAPSTONE PARTNERS
CRD#: 132185 / SEC#: , 8-66572
Contact information
FINRA licenses (17 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPSTONE CORPORATE FINANCE LLC | DIRECT OWNER | |
| BEEKMAN, TODD ANDREW | DIRECTOR | 6291198 |
| CASPER, MARK VERNON JR. | CHIEF FINANCIAL OFFICER | 6682711 |
| DAHLKE, STEPHEN MATTHEW | CHIEF COMPLIANCE OFFICER | 2577928 |
| FERRARA, JOHN MARIO II | PRESIDENT | 2097226 |
| JANSON, PAUL EDWARD | DIRECTOR | 4992234 |
| KLEINMAN, SCOTT DAVID | DIRECTOR | 2357636 |
| MILCETICH, MATTHEW LOUIS | EXECUTIVE MANAGING DIRECTOR | 6419334 |
| VALDIVIA, SERENA | AML OFFICER | 7790899 |
Disclosures
| Regulatory Event | 1 |
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