Michael S. Chang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Shih Jung Chang, who also goes by Michael Shih-jung Chang, Michael Shih Jung Chang, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2018 - January 4, 2021
NI ADVISORS
January 1, 2010 - December 31, 2011
VOYA FINANCIAL ADVISORS, INC.
December 22, 2009 - December 31, 2011
VOYA FINANCIAL ADVISORS, INC.
May 29, 2001 - January 2, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 22, 2001 - January 2, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 5, 1998 - May 19, 1999
BA INVESTMENT SERVICES, INC.
September 3, 1997 - April 3, 1998
IDS LIFE INSURANCE COMPANY
September 3, 1997 - April 3, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NI ADVISORS
CRD#: 134502 / SEC#: , 8-66841
Contact information
FINRA licenses (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 3,560,000 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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