Raymond A. Deragon
Professional summary
Raymond Albert Deragon, CFP®, who also goes by Ray Deragon, Raymond A Deragon, is a registered financial advisor currently at CARY STREET PARTNERS located in Austin, Texas and CARY STREET PARTNERS located in Austin, Texas.
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Raymond has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Albert Deragon's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2001
Experience
December 16, 2013 - Present
CARY STREET PARTNERS
Office #1: 7801 Capital Of Texas Highway, Suite 310, Austin, TX 78731November 1, 2013 - Present
CARY STREET PARTNERS
Office #1: 7000 N. Mopac Expy Suite 150, Austin, TX 78731August 25, 2009 - December 9, 2013
RIVERSTONE WEALTH MANAGEMENT, INC.
July 22, 2009 - December 9, 2013
RIVERSTONE WEALTH MANAGEMENT, INC.
March 20, 2009 - July 29, 2009
OPPENHEIMER & CO. INC.
April 21, 2006 - March 19, 2009
STANFORD GROUP COMPANY
April 21, 2006 - March 19, 2009
STANFORD GROUP COMPANY
November 7, 1997 - April 25, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 8, 1997 - April 25, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
CARY STREET PARTNERS
CRD#: 128545 / SEC#: 801-64239
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2014)
(2/23/2021)
(1/21/2014)
(12/15/2020)
(6/11/2024)
(2/11/2021)
(5/24/2021)
(4/8/2024)
(2/18/2026)
(6/20/2024)
(6/24/2025)
(9/12/2017)
(3/28/2022)
(2/14/2023)
(4/28/2015)
(12/20/2013)
(4/4/2014)
(8/17/2015)
(12/23/2013)
(12/18/2013)
(12/18/2013)
(12/19/2013)
Exams
FINRA
Current Firm
CARY STREET PARTNERS
CRD#: 128545 / SEC#: 801-64239
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,853 |
| AUM (Assets Under Management) | $ 8,263,891,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 10/22/2024 | ||
| 07/25/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
