Thomas Jon Leder
Professional Summary
Thomas Jon Leder, who also goes by Tom Leder, is a registered financial advisor currently at PENTEGRA DISTRIBUTORS INC. located in Shelton, Connecticut. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1997. Thomas has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tom Leder
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
PENTEGRA DISTRIBUTORS INC. | RETIREMENT SYSTEM DISTRIBUTORS INC.
Contact Information
Main Address
2 Enterprise Drive Suite 408, Shelton, CT 06484Mailing Address
2261 Market Street Suite 86302, San Francisco, CA 94114Phone Number
(914) 821-9554Established
Delaware since 05/25/1989Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/28/2012)
(6/28/2012)
(6/28/2012)
(6/28/2012)
(6/28/2012)
(6/28/2012)
(5/26/2015)
(6/28/2012)
(6/28/2012)
(8/26/2010)
(6/28/2012)
(6/28/2012)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 2009About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Jon Leder's CRS (Customer Relationship Summary).
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