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Michael Lee Treiberg

Michael Lee Treiberg

AIF®, CFP®, ChFC®, CLU®
TREIBERG WEALTH MANAGEMENT
TUCSON, AZ
·CRD# 2932321·29 years registered

Professional Summary

Michael Lee Treiberg, AIF®, CFP®, ChFC®, CLU® is a registered financial advisor currently at TREIBERG WEALTH MANAGEMENT located in Tucson, Arizona and LPL FINANCIAL LLC located in Tucson, Arizona. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 6 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Services Offered

  • Retirement Income Management
  • Social Security Planning
  • Divorce Planning
  • Insurance Planning
  • Socially Responsible Investing
  • Estate Planning
  • Comprehensive Financial Planning
  • Tax Planning
  • Long-term Care
  • Inheritance
  • Retirement Planning
  • Small Business Planning
  • Business Succession Planning
  • Elder Care
  • Investment Planning
  • Education Planning

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Direct

(xxx) xxx-xxxx

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary
CFP®
Certified Financial PlannerSince 2001
ChFC®
Chartered Financial Consultant
CLU®
Chartered Life Underwriter

Years of Experience

29 years registered in the securities industry

Current & Past Employments

Current

TREIBERG WEALTH MANAGEMENTCurrent·CRD# 284140
RIA
3573 East Sunrise Drive Suite 115, Tucson, AZ 85718
August 25, 2016 - Present
LPL FINANCIAL LLCCurrent·CRD# 6413
RIA
BD
3573 E Sunrise Dr #115, Tucson, AZ 85718
October 11, 2001 - Present

Past

LPL FINANCIAL LLCPast·CRD# 6413
RIA
Tucson, AZ
April 9, 2015 - December 23, 2016
LUTHERAN BROTHERHOOD SECURITIES CORP.Past·CRD# 4205
BD
Minneapolis, MN
August 20, 1997 - October 12, 2001

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Current Firm

TW
TREIBERG WEALTH MANAGEMENT

TREIBERG WEALTH MANAGEMENT | TREIBERG WEALTH MANAGEMENT, INC.

CRD#: 284140 / SEC#: 801-116731
RIA
Registered Investment Advisory firm - SEC (5/30/2019 Approved)
Arizona
Registered Investment Advisory firm - Arizona (6/3/2019 Terminated)
California
Registered Investment Advisory firm - California (7/3/2019 Terminated)
Texas
Registered Investment Advisory firm - Texas (6/3/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

3573 East Sunrise Drive Suite 115, Tucson, AZ 85718

Phone Number

(520) 232-0505

# of Employees

6

SEC notice filing (5 States and Territories)

Registered to provide investment advisory services in 5 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A - FIRM DISCLOSURE BROCHURE (2/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

706

AUM (Assets Under Management)

$325,106,572

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 9/24/2002 - DBA ONLY - TREIBERG FINANCIAL MANAGEMENT, INC. - COMMISSION DEPOSIT PURPOSES ONLY (NOT TO BE USED FOR PUBLIC MARKETING PURPOSES) 2. 1/14/2003 - NOTARY - Not Investment Related - At Reported Business Location(s) 3. 7/12/2007 - NON-VARIABLE INSURANCE DBA - TREIBERG WEALTH MANAGEMENT - INSURANCE OR FIXED ANNUITY - TIME SPENT 5% 4. 1/19/2011 - NON-VARIABLE INSURANCE DBA - TREIBERG WEALTH MANAGEMENT - TRUST SERVICES - TIME SPENT 2%. 5. 1/10/2017 - Treiberg Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/15/2016 - 80 Hours Per Month/5 Hours Per Month - I provide investment advisory services through Treiberg Wealth Management, an independent investment advisor firm. I started this business activity in 9/15,2016. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 1/1/2017 - Treiberg Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 09/15/2016 - 80 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through Treiberg Wealth Management, an independent investment advisor firm. I started this business activity in 9/15, 2016. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 08/05/2024 - Foothills Barre Studio - Other - Fitness Studio - Not Investment Related - Arizona - Start Date 08/01/2024 - 0 Hours Per Month/ During Trading

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TREIBERG WEALTH MANAGEMENT

TREIBERG WEALTH MANAGEMENT | TREIBERG WEALTH MANAGEMENT, INC.

CRD#: 284140 / SEC#: 801-116731
RIA
Registered Investment Advisory firm - SEC (5/30/2019 Approved)
Arizona
Registered Investment Advisory firm - Arizona (6/3/2019 Terminated)
California
Registered Investment Advisory firm - California (7/3/2019 Terminated)
Texas
Registered Investment Advisory firm - Texas (6/3/2019 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(6/18/2024)
RR
Arizona
(10/11/2001)
IAR
Arizona
(8/25/2016)
RR
California
(10/11/2001)
RR
Colorado
(2/13/2004)
RR
Delaware
(3/26/2009)
RR
Florida
(11/29/2004)
RR
Georgia
(4/12/2021)
RR
Idaho
(2/12/2021)
RR
Indiana
(6/11/2009)
RR
Kentucky
(1/3/2007)
RR
Minnesota
(7/20/2005)
RR
Missouri
(6/15/2007)
RR
New York
(7/22/2009)
RR
North Carolina
(1/4/2008)
RR
Oregon
(10/29/2020)
RR
Pennsylvania
(4/21/2022)
RR
South Carolina
(12/17/2025)
RR
South Dakota
(12/14/2021)
RR
Texas
(6/16/2003)
IAR
Texas
(8/29/2016)
RR
Virginia
(8/4/2014)
RR
Washington
(6/29/2007)
RR
Wisconsin
(1/20/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2002About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Oct 2009About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Nov 2001About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1997About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jan 2002About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Lee Treiberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Services Offered by Michael

  • Retirement Income Management
  • Social Security Planning
  • Divorce Planning
  • Insurance Planning
  • Socially Responsible Investing
  • Estate Planning
  • Comprehensive Financial Planning
  • Tax Planning
  • Long-term Care
  • Inheritance
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  • Small Business Planning
  • Business Succession Planning
  • Elder Care
  • Investment Planning
  • Education Planning

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