Florence Martino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Florence Martino, who also goes by Florence Lotito, was a registered financial professional .
Florence is a previously registered financial professional and started their career in finance in 1998. Florence had worked at 5 firms and has passed the Series 63, Series 55, Series 7, Series 25 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2012 - June 26, 2013
VIRTU AMERICAS LLC
May 14, 2007 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
June 15, 2006 - December 1, 2006
TROY SECURITIES, INC.
October 1, 2000 - May 15, 2007
PRINCETON SECURITIES GROUP, LLC
January 22, 1998 - January 5, 2000
FIRST OPTIONS OF CHICAGO, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/2/2007
Limited Representative-Equity Trader ExamSeries 25
Date: 7/22/1999
NYSE Trading Assistant ExaminationSeries 12
Date: 7/21/1998
NYSE Branch Manager ExaminationCurrent Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 57 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
