Kanyi Zhao
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kanyi Zhao, who also goes by Kan Yi Zhao, was a registered financial professional .
Kanyi is a previously registered financial professional and started their career in finance in 1997. Kanyi had worked at 3 firms and has passed the Series 63, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2013 - November 22, 2013
STARR STRATEGIC PARTNERS, LLC
September 16, 2002 - October 23, 2006
GOLDMAN SACHS & CO. LLC
October 14, 1997 - August 10, 2000
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STARR STRATEGIC PARTNERS, LLC
CRD#: 128569 / SEC#: , 8-66153
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STARR STRATEGIC HOLDINGS, LLC | SOLE MEMBER, OWNER | |
| CALLAHAN, MICHAEL LEONARD | CO-CHIEF COMPLIANCE OFFICER | 2533887 |
| EBERT, PAUL FRANCIS | FINANCIAL AND OPERATIONS PRINCIPAL/PRINCIPALOPERATIONS OFFICER | 1121231 |
| NIU, XIAOPENG RICK | PRESIDENT/INVESTMENT BANKING PRINCIPAL | 6193818 |
| WANG, QIANG | CO-CHIEF COMPLIANCE OFFICER/CR/INVESTMENT BANKING PRINCIPAL | 5027977 |
| WANG, QIANG | HEAD OF INVESTMENT BANKING AND PRIVATE PLACEMENTS | 5027977 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
