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Aamer Abdullah

CRD# 2932252·Registered 1997 - 2010
Barred: Aamer Abdullah was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Aamer Abdullah was a registered financial advisor. Aamer was a previously registered financial professional and started their career in finance 1997 - 2010. Aamer had worked at 3 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

ICP SECURITIES LLC·CRD# 133436
BD
New York, NY
March 22, 2006 - April 7, 2010
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
May 25, 2004 - December 10, 2004
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
October 14, 1997 - October 31, 2003

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Current Firm

IS
ICP SECURITIES LLC

ICP SECURITIES LLC | OWS SECURITIES, LLC

CRD#: 133436 / SEC#: 8-66726
BD
Terminated by SEC on 06/02/2012

Contact Information

Established

Delaware since 09/03/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
INSTITUTIONAL CREDIT PARTNERS LLCSOLE MEMBER—
PRIORE, THOMAS CHARLESPRESIDENT2265868
SPINDEL, HOWARDFINANCIAL OPERATIONS PRINCIPAL708042
WHEATON, LESLIE ANNECHIEF COMPLIANCE OFFICER2223288

Disclosures

Regulatory Event

1

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1997About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1997About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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