Dean R. Larabee

BRISTOL WEALTH GROUP

TAUNTON, MA 02780

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CRD#: 2932134

Professional summary

Dean Roger Larabee III, who also goes by Dean R Larabee III, is a registered financial advisor currently at BRISTOL WEALTH GROUP located in Taunton, Massachusetts.

Dean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Dean has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dean R Larabee Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Berkley Public Library Building Committee. 2 North Main St, Berkley, MA 02779. Non-profit organization. Chairperson. 4 hrs/mo; 0 during trading hrs. Not investment related. 2) Post Employment Benefit Trustee. Somerset Berkley-RHS. Somerset, MA. Trustee of District OPEB funds. Trustee. less than 1 hr/mo; 0 during trading hrs. Investment related. 3) RFG-Bristol Wealth Advisors, LLC DBA Bristol Wealth Group. 35 Broadway, Taunton, MA 02780. RIA. 160 hrs/mo; 160 during trading hrs. (4.) NAME OF OBA: BERKLEY PUBLIC LIBRARY; ADDRESS OF OBA: BERKLEY, MA 02779; NATURE: PART OF A BOARD OF THREE THAT OVERSEE THE MAINTENANCE AND OPERATION OF THE BERKLEY PUBLIC LIBRARY; INVESTMENT RELATED: NO; TITLE WITH OBA: TRUSTEE; DUTIES: WE APPROVE THE BUDGET OF THE LIBRARY AND MANAGE THE DIRECTOR OF THE LIBRARY; START DATE: 05/01/2025; APPROX. NUMBER OF HOURS/MONTH: 5; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean Roger Larabee III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2024 - Present

BRISTOL WEALTH GROUP

Office #1: 35 Broadway 2nd Floor, Taunton, MA 02780

RIA

CRD#: 330145

TAUNTON, MA

Past

June 26, 2024 - October 14, 2025

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

Taunton, MA

Past

September 25, 2009 - June 27, 2024

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

TAUNTON, MA

Past

September 25, 2009 - June 27, 2024

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

TAUNTON, MA

Past

October 11, 2002 - October 2, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

PROVIDENCE, RI

Past

July 12, 2002 - October 2, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

PROVIDENCE, RI

Past

July 22, 1999 - July 16, 2002

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

April 21, 1998 - July 14, 1998

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRISTOL WEALTH GROUP

BRISTOL WEALTH GROUP | RFG - BRISTOL WEALTH ADVISORS, LLC

CRD#: 330145 / SEC#: 801-130278

RIA

Registered Investment Advisory firm - (5/16/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/3/2024)

IAR

Texas
(10/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/24/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/1/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/4/1999

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/20/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/16/2018

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 11/7/2017

General Securities Sales Supervisor - Options Module Examination

Current Firm

BRISTOL WEALTH GROUP

BRISTOL WEALTH GROUP | RFG - BRISTOL WEALTH ADVISORS, LLC

CRD#: 330145 / SEC#: 801-130278

RIA

Registered Investment Advisory firm - (5/16/2024 Approved)

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Contact information

Main Address

35 Broadway 2nd Floor, Taunton, MA 02780

Mailing Address

Phone number

(508) 822-0122

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

03 25 2025 BWG FORM ADV PART 2A AND 2B FINAL (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,920
AUM (Assets Under Management)	$ 876,498,739

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dean R. Larabee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean Roger Larabee III's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

BRISTOL WEALTH GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 9/24/2002

Series 63

Date: 6/1/1998

SIE

Date: 10/1/2018

Series 31

Date: 10/4/1999

Series 7

Date: 4/20/1998

Series 10

Date: 1/16/2018

Series 9

Date: 11/7/2017

Current Firm

BRISTOL WEALTH GROUP

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRISTOL WEALTH GROUP

TRUST BUT VERIFY

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