Eric J. Ludovico

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CRD#: 2932082

Professional summary

Eric John Ludovico was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Eric John Ludovico, AIF®, who also goes by Eric J Ludovico, was a registered financial professional .

Eric is a previously registered financial professional and started their career in finance in 1997. Eric had worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Eric J Ludovico

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

M Stevens Insurance Services. 04/26/2018. Executive VP. Irvine, CA. 100 hours per month. Commissions. 40 hours per hour during trading hours. Marketing and generating insurance business.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Past

July 18, 2024 - June 3, 2025

INNOVATION PARTNERS LLC

CRD#: 146344

CHARLOTTE, NC

Past

July 17, 2024 - June 3, 2025

IP FINANCIAL ADVISORY SERVICES LLC

RIA

CRD#: 305772

Irvine, CA

Past

June 7, 2023 - July 29, 2024

M STEVENS SECURITIES, LLC

CRD#: 296750

LAS VEGAS, NV

Past

July 10, 2018 - September 18, 2018

KINGSWOOD WEALTH ADVISORS, LLC

RIA

CRD#: 288792

Costa Mesa, CA

Past

July 9, 2018 - February 1, 2023

KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898

Irvine, CA

Past

April 26, 2018 - July 29, 2024

M STEVENS WEALTH ADVISORS, LLC

RIA

CRD#: 291482

IRVINE, CA

Past

December 11, 2017 - October 2, 2018

ACCELERATED CAPITAL GROUP

CRD#: 41270

Costa Mesa, CA

Past

August 12, 2016 - December 7, 2017

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

IRVINE, CA

Past

July 28, 2016 - December 7, 2017

PRINCIPAL SECURITIES, INC.

CRD#: 1137

IRVINE, CA

Past

January 17, 2013 - August 8, 2016

WADDELL & REED

RIA

CRD#: 866

COSTA MESA, CA

Past

January 17, 2013 - August 8, 2016

WADDELL & REED

CRD#: 866

COSTA MESA, CA

Past

November 1, 2010 - January 31, 2013

CROWN CAPITAL SECURITIES, L.P.

RIA

CRD#: 6312

SAN JUAN CAPISTRANO, CA

Past

October 29, 2010 - January 31, 2013

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

SAN JUAN CAPISTRANO, CA

Past

July 1, 2009 - October 29, 2010

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

MINNEAPOLIS, MN

Past

June 30, 2009 - October 29, 2010

QUESTAR CAPITAL CORPORATION

CRD#: 43100

SANTA ANA, CA

Past

February 3, 2006 - June 25, 2009

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

IRVINE, CA

Past

February 26, 2002 - June 25, 2009

NATIONAL PLANNING CORPORATION

CRD#: 29604

IRVINE, CA

Past

December 10, 2001 - March 12, 2002

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

November 3, 1999 - November 21, 2001

TEACHERS PERSONAL INVESTORS SERVICES, INC.

CRD#: 36130

NEW YORK, NY

Past

July 23, 1998 - October 29, 1999

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

SAN MATEO, CA

Past

September 9, 1997 - December 31, 1998

WMA SECURITIES, INC.

CRD#: 32625

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INNOVATION PARTNERS LLC

DEEMER WEALTH MANAGEMENT | INNOVATION PARTNERS LLC. | INNOVATION PARTNERS LLC

CRD#: 146344 / SEC#: 801-78702, 8-67812

RIA

Registered Investment Advisory firm - SEC (10/24/2013 Approved)

Arizona

Registered Investment Advisory firm - SEC (12/10/2013 Terminated)

California

Registered Investment Advisory firm - SEC (1/9/2014 Terminated)

Colorado

Registered Investment Advisory firm - SEC (12/17/2013 Terminated)

Connecticut

Registered Investment Advisory firm - SEC (12/18/2013 Terminated)

Florida

Registered Investment Advisory firm - SEC (12/10/2013 Terminated)

Georgia

Registered Investment Advisory firm - SEC (12/10/2013 Terminated)

Indiana

Registered Investment Advisory firm - SEC (12/11/2013 Terminated)

Nevada

Registered Investment Advisory firm - SEC (1/10/2014 Terminated)

New York

Registered Investment Advisory firm - SEC (12/10/2013 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (12/10/2013 Terminated)

Ohio

Registered Investment Advisory firm - SEC (12/10/2013 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (12/11/2013 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (12/10/2013 Terminated)

Texas

Registered Investment Advisory firm - SEC (12/10/2013 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/7/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/8/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/13/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/8/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/10/2013

General Securities Principal Examination

Current Firm

INNOVATION PARTNERS LLC

DEEMER WEALTH MANAGEMENT | INNOVATION PARTNERS LLC. | INNOVATION PARTNERS LLC

CRD#: 146344 / SEC#: 801-78702, 8-67812

RIA

Registered Investment Advisory firm - SEC (10/24/2013 Approved)

Arizona

Registered Investment Advisory firm - SEC (12/10/2013 Terminated)

California

Registered Investment Advisory firm - SEC (1/9/2014 Terminated)

Colorado

Registered Investment Advisory firm - SEC (12/17/2013 Terminated)

Connecticut

Registered Investment Advisory firm - SEC (12/18/2013 Terminated)

Florida

Registered Investment Advisory firm - SEC (12/10/2013 Terminated)

Georgia

Registered Investment Advisory firm - SEC (12/10/2013 Terminated)

Indiana

Registered Investment Advisory firm - SEC (12/11/2013 Terminated)

Nevada

Registered Investment Advisory firm - SEC (1/10/2014 Terminated)

New York

Registered Investment Advisory firm - SEC (12/10/2013 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (12/10/2013 Terminated)

Ohio

Registered Investment Advisory firm - SEC (12/10/2013 Terminated)

Pennsylvania

Registered Investment Advisory firm - SEC (12/11/2013 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (12/10/2013 Terminated)

Texas

Registered Investment Advisory firm - SEC (12/10/2013 Terminated)

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

5950 Fairview Road Suite 140, Charlotte, NC 28210

Mailing Address

5950 Fairview Road Suite 140, Charlotte, NC 28210

Phone number

(704) 708-5461

Established

North Carolina since 11/19/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

297

SEC notice filing (40 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

JOHN POLYVIOU ADV PART 2B (7/7/2025)

DAVID KARIN_ADV PART 2B (6/25/2025)

INNOVATION PARTNERS LLC ADV PART 2A (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
E STRICKER HOLDINGS LLC	STOCKHOLDER
ANAGENISIS INVESTMENT HOLDINGS LLC	STOCK HOLDER
CAMPBELL, ROBERT	FINOP	1349154
MCNABB, MATTHEW JOHN	CO-CCO	2119641
POLYVIOU, JOHN ANTHONY	CO-CCO, PRESIDENT AND RIA PRINCIPAL	2030212
UYESUGI, LAUREN ARNETT	COMPLIANCE PRINCIPAL	2889864

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Eric J. Ludovico

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

IP FINANCIAL ADVISORY SERVICES LLC

M STEVENS SECURITIES, LLC

KINGSWOOD WEALTH ADVISORS, LLC

KINGSWOOD CAPITAL PARTNERS, LLC

M STEVENS WEALTH ADVISORS, LLC

ACCELERATED CAPITAL GROUP

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

WADDELL & REED

WADDELL & REED

CROWN CAPITAL SECURITIES, L.P.

CROWN CAPITAL SECURITIES, L.P.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

SUNAMERICA SECURITIES, INC.

TEACHERS PERSONAL INVESTORS SERVICES, INC.

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

WMA SECURITIES, INC.

Primary Firm SEC Registration

INNOVATION PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/7/2005

Series 63

Date: 9/8/1997

SIE

Date: 10/1/2018

Series 7

Date: 3/13/2001

Series 6

Date: 9/8/1997

Series 24

Date: 10/10/2013

Current Firm

INNOVATION PARTNERS LLC

Contact information

SEC notice filing (40 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INNOVATION PARTNERS LLC

TRUST BUT VERIFY

Contact information

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