Wilbert E. Guilford

WILBERT GUILFORD, CFP, PLLC

Phoenix, AZ

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CRD#: 2932035

Professional summary

Wilbert Ernest Guilford JR, CFP®, who also goes by Wilbert Ernest Jr Guilford, is a registered financial advisor currently at WILBERT GUILFORD, CFP, PLLC located in Phoenix, Arizona.

Wilbert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Wilbert has worked at 3 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Wilbert Ernest Jr Guilford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WILBERT GUILFORD, CPA; NON-INVESTMENT RELATED; 1991 - Present; TAX AND BUSINESS CONSULTING; PRESIDENT; 10 HRS/WK Zeiders Enterprises; Personal Financial Counselor; 2015-Present; Work is on occasion, as needed. (Full time 2015-2018, Part-time 2019 - Present; 10 hours in 2019, 5 hours in 2020, thus far). Insurance Agent, Wilbert Guilford, 0 hours work in 2020

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wilbert Ernest Guilford JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

November 5, 2020 - Present

WILBERT GUILFORD, CFP, PLLC

RIA

CRD#: 310846

Phoenix, AZ

Past

February 13, 2007 - February 15, 2008

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

PHOENIX, AZ

Past

July 22, 2004 - April 1, 2005

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

October 31, 1997 - December 31, 1999

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(11/5/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/5/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/7/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/1/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/30/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WILBERT GUILFORD, CFP, PLLC

WILBERT GUILFORD CFP, PLLC | WILBERT GUILFORD, CFP, PLLC | WILBERT GUILFORD CPA

CRD#: 310846 / SEC#:

Arizona

Registered Investment Advisory firm - (11/5/2020 Approved)

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Contact information

Main Address

1502 W. Willow Ave, Phoenix, AZ 85029

Mailing Address

Phone number

(602) 298-6373

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Wilbert E. Guilford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wilbert Ernest Guilford JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

WILBERT GUILFORD, CFP, PLLC

AVANTAX INVESTMENT SERVICES, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/5/2007

Series 63

Date: 1/7/1998

Series 7

Date: 7/1/2004

Series 6

Date: 9/30/1997

Current Firm

WILBERT GUILFORD, CFP, PLLC

Contact information

Documents

Red Flags

Company Information

WILBERT GUILFORD, CFP, PLLC

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