KS
Kyle P. Schneider
CHATTERTON & ASSOCIATES
Anaheim, CA 92806
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CRD#: 2931740
KS
Professional summary
Kyle Patrick Schneider, CFP®, ChFC® is a registered financial advisor currently at CHATTERTON & ASSOCIATES located in Anaheim, California and OSAIC WEALTH, INC. located in Anaheim, California.
Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Kyle has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CHATTERTON & ASSOCIATES; Investment Advisor Representative INVESTMENT-RELATED; 3061 E LA PALMA AVE ANAHEIM, CA 92806; 8/01/2004; 120 HOURS/ SECURITIES HOURS; 2.Osaic Wealth: Registered Representative and Insurance Agent. Investment Related: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/1998
CRS (Client Relationship Summary) - RIA
Click below to view Kyle Patrick Schneider's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
February 3, 2025 - Present
CHATTERTON & ASSOCIATES
Office #1: 3061 E. La Palma Ave., Anaheim, CA 92806RIA
CRD#: 132295
Anaheim, CA
Current
January 9, 1998 - Present
OSAIC WEALTH, INC.
Office #1: 3061 E La Palma Ave., Anaheim, CA 92806RIA
BD
CRD#: 23131
Anaheim, CA
Past
August 20, 2004 - December 31, 2024
CHATTERTON & ASSOCIATES
RIA
CRD#: 132295
ANAHEIM, CA
Past
May 24, 2000 - October 22, 2004
REGAL ADVISORY SERVICES, INC.
RIA
CRD#: 119445
REDLANDS, CA
Past
August 20, 1997 - December 16, 1997
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
CHATTERTON & ASSOCIATES
CHATTERTON & ASSOCIATES | CHATTERTON & ASSOCIATES, WEALTH MANAGEMENT TEAM | CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC.
CRD#: 132295 / SEC#: 801-63394
RIA
Registered Investment Advisory firm - (8/6/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/16/2021)
RR
Arizona(5/21/2007)
IAR
Arizona(2/21/2025)
RR
California(1/9/1998)
IAR
California(2/3/2025)
RR
Florida(11/7/2014)
IAR
Florida(7/16/2025)
RR
Georgia(8/31/2016)
IAR
Georgia(2/5/2025)
RR
Hawaii(2/21/2018)
RR
Idaho(10/29/2015)
IAR
Idaho(2/3/2025)
RR
Illinois(10/5/2018)
RR
Minnesota(6/11/2021)
RR
Mississippi(3/4/2003)
RR
Montana(9/30/2013)
RR
Nevada(11/27/2018)
IAR
Nevada(2/3/2025)
RR
New Mexico(6/22/2022)
RR
New York(5/30/2017)
RR
North Carolina(8/17/2015)
RR
Oklahoma(3/4/2003)
RR
Oregon(5/1/2020)
IAR
Oregon(4/15/2025)
RR
South Carolina(1/30/2023)
RR
Tennessee(9/5/2013)
RR
Texas(3/6/2008)
IAR
Texas(2/3/2025)
RR
Utah(3/4/2003)
IAR
Utah(2/3/2025)
RR
Virginia(5/3/2012)
IAR
Virginia(2/3/2025)
RR
Washington(11/28/2012)
IAR
Washington(2/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
C&
CHATTERTON & ASSOCIATES
CHATTERTON & ASSOCIATES | CHATTERTON & ASSOCIATES, WEALTH MANAGEMENT TEAM | CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC.
CRD#: 132295 / SEC#: 801-63394
RIA
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Contact information
Main Address
3061 E. La Palma Ave., Anaheim, CA 92806
Mailing Address
Phone number
(714) 572-2050
Established
Firm type
Fiscal year end
# of Employees
34
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,771 |
| AUM (Assets Under Management) | $ 1,173,254,073 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
