Maneesh Awasthi

MARV CAPITAL

NEW YORK, NY 10123

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CRD#: 2931277

Professional summary

Maneesh Awasthi is a registered financial professional currently at MARV CAPITAL INC. located in New York, New York.

Maneesh is registered as a RR (Registered Representative) and started their career in finance in 1997. Maneesh has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Maneesh Awasthi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2010 - Present

MARV CAPITAL INC.

Office #1: 450 7th Ave. Suite 609, New York, NY 10123

CRD#: 104390

NEW YORK, NY

Past

June 9, 2010 - June 10, 2010

MARV CAPITAL INC.

CRD#: 104390

NEW YORK, NY

Past

February 12, 2009 - July 29, 2010

SOUTHRIDGE INVESTMENT GROUP LLC

CRD#: 45531

NEW YORK, NY

Past

November 25, 2008 - December 16, 2008

NEWEDGE USA, LLC

CRD#: 36118

NEW YORK, NY

Past

July 9, 2008 - October 16, 2008

BROADPOINT DESCAP

CRD#: 14997

NEW YORK, NY

Past

April 4, 2005 - March 3, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 21, 2000 - March 24, 2005

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

November 10, 1997 - September 12, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/29/2010)

New York
(7/29/2010)

Exams

State Security Law Exam

Series 63

Date: 12/30/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/28/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/5/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MARV CAPITAL INC.

MARINO CAPITAL PARTNERS | NETCAP VENTURES, INC. | NET CAP SECURITIES | MARV CAPITAL INC.

CRD#: 104390 / SEC#: , 8-52855

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1 West End Avenue Suite 11d, New York, NY 10023

Mailing Address

1 West End Avenue Suite 11d, New York, NY 10023

Phone number

(347) 556-7263

Established

California since 05/16/2000

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MARV CAPITAL PARTNERS, LLC	DIRECT OWNER
AWASTHI, MANEESH	EXECUTIVE OFFICER	2931277
GEORGE, KENNETH RONALD	FINOP	2643369
VIRUPAKSHA, RAPARTHI	EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER	5334660

Red Flags

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Maneesh Awasthi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Maneesh Awasthi's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARV CAPITAL INC.

SOUTHRIDGE INVESTMENT GROUP LLC

NEWEDGE USA, LLC

BROADPOINT DESCAP

CITIGROUP GLOBAL MARKETS INC.

DEUTSCHE BANK SECURITIES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/30/1997

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/28/1997

Series 24

Date: 8/5/2010

FINRA

Current Firm

MARV CAPITAL INC.

Contact information

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MARV CAPITAL INC.

TRUST BUT VERIFY

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