Adam R. Jacobs

GRIMES & COMPANY

WESTBOROUGH, MA 01581

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CRD#: 2930867

Professional summary

Adam Robert Jacobs, CFP® is a registered financial advisor currently at GRIMES & COMPANY located in Westborough, Massachusetts.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Adam has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 55, Series 7, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RENTAL PROPERTY~NON INVESTMENT RELATED~DEDHAM, MA 02026~RENTING FORMER RESIDENCE~OWNER~AUGUST 2014~2HRS PER MONTH~0HRS PER MONTH DURING MARKET~COLLECT RENT, PHONE COMMUNICATION TO COORDINATE NECESSARY MAINTENANCE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Robert Jacobs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

February 23, 2010 - Present

GRIMES & COMPANY

Office #1: One Technology Drive Suite 100, Westborough, MA 01581

RIA

CRD#: 109420

WESTBOROUGH, MA

Past

February 10, 2010 - June 23, 2017

NEWEDGE SECURITIES, LLC

CRD#: 10674

WESTBOROUGH, MA

Past

June 5, 2008 - December 31, 2009

USA FINANCIAL SECURITIES LLC

RIA

CRD#: 103857

STOUGHTON, MA

Past

May 14, 2008 - December 31, 2009

USA FINANCIAL SECURITIES LLC

CRD#: 103857

STOUGHTON, MA

Past

July 9, 2007 - May 21, 2008

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

DEDHAM, MA

Past

April 23, 2007 - June 26, 2007

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

DEDHAM, MA

Past

April 4, 2007 - June 26, 2007

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

DEDHAM, MA

Past

January 24, 2006 - March 7, 2007

PARK AVENUE SECURITIES LLC

CRD#: 46173

FRAMINGHAM, MA

Past

May 10, 2005 - November 16, 2005

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

October 19, 2004 - March 31, 2005

MAXIM GROUP LLC

CRD#: 120708

NEW YORK, NY

Past

September 13, 2002 - October 12, 2004

CAROLINA CAPITAL MARKETS, INC.

CRD#: 38156

CHAPEL HILL, NC

Past

October 31, 1997 - August 15, 2002

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRIMES & COMPANY

GRIMES & CO INC | GRIMES & COMPANY, LLC | GRIMES & COMPANY, INC. | GRIMES & COMPANY WEALTH MANAGEMENT, LLC | GRIMES & COMPANY

CRD#: 109420 / SEC#: 801-57193

RIA

Registered Investment Advisory firm - (1/28/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/23/2010)

IAR

Texas
(8/14/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/3/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/13/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/23/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/14/2001

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 12/21/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/30/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/5/2007

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 1/9/2001

Municipal Securities Principal Examination

Current Firm

GRIMES & COMPANY

GRIMES & CO INC | GRIMES & COMPANY, LLC | GRIMES & COMPANY, INC. | GRIMES & COMPANY WEALTH MANAGEMENT, LLC | GRIMES & COMPANY

CRD#: 109420 / SEC#: 801-57193

RIA

Registered Investment Advisory firm - (1/28/2000 Approved)

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Contact information

Main Address

One Technology Drive Suite 100, Westborough, MA 01581

Mailing Address

Phone number

(508) 366-3883

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GRIMES & COMPANY WEALTH MANAGEMENT, LLC (11/3/2025)

Regulatory assets under management

Total Number of Accounts	9,415
AUM (Assets Under Management)	$ 5,592,556,041

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adam R. Jacobs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Robert Jacobs's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEWEDGE SECURITIES, LLC

USA FINANCIAL SECURITIES LLC

USA FINANCIAL SECURITIES LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

PARK AVENUE SECURITIES LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

MAXIM GROUP LLC

CAROLINA CAPITAL MARKETS, INC.

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

Primary Firm SEC Registration

GRIMES & COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 6/3/2008

Series 63

Date: 1/13/1998

SIE

Date: 6/23/2017

Series 3

Date: 2/14/2001

Series 55

Date: 12/21/1999

Series 7

Date: 10/30/1997

Series 24

Date: 10/5/2007

Series 53

Date: 1/9/2001

Current Firm

GRIMES & COMPANY

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRIMES & COMPANY

TRUST BUT VERIFY

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