Michael J Casey Jr
Professional Summary
Michael J Casey JR, who also goes by Michael James Casey, Michael S Casey Jr, Michael J Casey Jr, Michael Casey, is a registered financial advisor currently at WELLS FARGO SECURITIES, LLC located in Houston, Texas. Michael is registered as a RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 3 firms and has passed the Series 63, Series 6TO, Series 99TO, Series 52TO, Series 82TO, Series 22TO, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael James Casey, Michael S Casey Jr, Michael J Casey Jr, Michael Casey
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
24 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
WACHOVIA CAPITAL MARKETS, LLC | WELLS FARGO SECURITIES, LLC | WELLS FARGO SECURITIES | WELLS FARGO CORPORATE AND/& INVESTMENT BANKING | WACHOVIA CORPORATE & INVESTMENT BANKING, LLC
Contact Information
Main Address
550 South Tryon Street 6th Floor D1086-060, Charlotte, NC, 28202Mailing Address
1 N Jefferson Ave H0004-05g, St. Louis, MO 63103Phone Number
(314) 875-3000Established
Delaware since 03/05/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVEREN CAPITAL CORPORATION | PARENT | — |
| CHESTER, KARA MCSHANE | DIRECTOR/MANAGER | 2679854 |
| CONNOR, TIMOTHY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 8157713 |
| MACCHIO, PETER | CHIEF COMPLIANCE OFFICER / DESIGNATED TEXAS OFFICER / DIRECTOR/MANAGER | 2124187 |
| OHARA, TIMOTHY PATRICK | DIRECTOR/MANAGER | 2095368 |
| RILEY, MICHAEL FRANCIS | DIRECTOR/MANAGER | 4165280 |
| RIVAS, FERNANDO S | CHAIR / CEO / PRESIDENT / DIRECTOR/MANAGER | 4803269 |
| SMITH, DANIEL D | CHIEF OPERATIONS OFFICER | 5500659 |
| SULIMIRSKI, EDWARD | DIRECTOR/MANAGER/CONTROL PRINCIPAL | 2287347 |
| THOMAS, DANIEL JEROME JR | DIRECTOR/MANAGER | — |
Disclosures
Regulatory Event
161Civil Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2023About the Series 6TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jun 2023About the Series 52TO examSeries 82TO — Limited Representative-Private Securities Offerings
Passed Jun 2023About the Series 82TO examSeries 22TO — Direct Participation Programs Representative Examination
Passed Jun 2023About the Series 22TO examSeries 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jun 2023About the Series 26 examSeries 39 — Direct Participation Programs Principal Examination
Passed Jun 2023About the Series 39 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael J Casey JR's CRS (Customer Relationship Summary).
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