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CE

Christopher J. Emery

GUIDESTONE FINANCIAL SERVICES
Dallas, TX 75244-6152
Some features on this profile are disabled
CRD#: 2930486
CE

Professional summary


Christopher James Emery, who also goes by Chris Emery, Christopher Emery, is a registered financial professional currently at GUIDESTONE FINANCIAL SERVICES located in Dallas, Texas.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1997. Christopher has worked at 2 firms and has passed the Series 63, SIE, Series 6TO, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Chris Emery | Christopher Emery

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Christopher James Emery's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 29, 2021 - Present

GUIDESTONE FINANCIAL SERVICES

Office #1: 5005 Lbj Freeway Ste. 2200, Dallas, TX 75244-6152
BD
CRD#: 148249
Dallas, TX
Past

September 23, 1997 - February 3, 2005

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/22/2022)
RR
North Carolina
(2/22/2022)
RR
South Carolina
(12/17/2021)
RR
Tennessee
(2/22/2022)
RR
Texas
(12/17/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 12/17/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 6TO
Date: 11/19/2021
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


GF
GUIDESTONE FINANCIAL SERVICES
GUIDESTONE FINANCIAL SERVICES

CRD#: 148249 / SEC#: , 8-67995

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
5005 Lbj Freeway Ste. 2200, Dallas, TX 75244-6152
Mailing Address
5005 Lbj Freeway Ste. 2200, Dallas, TX 75244-6152
Phone number
(214) 720-6486
Established
Texas since 06/26/2008
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
GUIDESTONE FINANCIAL RESOURCES OF THE SOUTHERN BAPTIST CONVENTIONMEMBER
BAILEY, CHAD MICHAELPRESIDENT5567481
COOK, ROBERT SCOTTCHIEF COMPLIANCE OFFICER AND VICE PRESIDENT5587943
HALPIN, JEREMY LOWELLFINOP/CFO/TREASURER6560503
HAMES, DEANA FOLMARDIRECTOR7444625
KELLY, CHRISTOPHER LEEDIRECTOR7178167
TUCKER, JASONDIRECTOR8141526

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GUIDESTONE FINANCIAL SERVICES

CRD#: 148249Dallas, TX 75244-6152

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