SC
Suzanne Crouch
MFS INSTITUTIONAL ADVISORS
Swampscott, MA
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CRD#: 2930475
SC
Professional summary
Suzanne Crouch is a registered financial advisor currently at MFS INSTITUTIONAL ADVISORS INC. located in Swampscott, Massachusetts and MFS FUND DISTRIBUTORS, INC. located in Boston, Massachusetts.
Suzanne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Suzanne has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
As of February 2021 self employed as a freelance Yoga Instructor at 36 Ruby Ave, Marblehead, MA 01945. Will provide Yoga Instruction virtually/online for approximately 4 hours per month. This position is not investment related and not generally performed during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Suzanne Crouch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2014 - Present
MFS INSTITUTIONAL ADVISORS INC.
RIA
CRD#: 107144
Swampscott, MA
Current
January 16, 2014 - Present
MFS FUND DISTRIBUTORS, INC.
Office #1: 111 Huntington Avenue, Boston, MA 02199BD
CRD#: 31052
Boston, MA
Past
July 29, 2013 - December 18, 2013
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Past
September 24, 1997 - April 2, 1998
LAZARD FRERES & CO. LLC
BD
CRD#: 2528
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MFS INSTITUTIONAL ADVISORS INC.
MFS INSTITUTIONAL ADVISORS INC.
CRD#: 107144 / SEC#: 801-46433
RIA
Registered Investment Advisory firm - (5/6/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/31/2015)
RR
Alaska(3/25/2015)
RR
Arizona(4/10/2015)
RR
Arkansas(3/24/2015)
RR
California(3/25/2015)
RR
Colorado(3/25/2015)
RR
Connecticut(3/25/2015)
RR
Delaware(3/25/2015)
RR
District of Columbia(3/25/2015)
RR
Florida(3/27/2015)
RR
Georgia(4/24/2015)
RR
Hawaii(3/24/2015)
RR
Idaho(3/25/2015)
RR
Illinois(3/31/2015)
RR
Indiana(3/26/2015)
RR
Iowa(3/25/2015)
RR
Kansas(3/27/2015)
RR
Kentucky(3/25/2015)
RR
Louisiana(3/30/2015)
RR
Maine(3/25/2015)
RR
Maryland(3/25/2015)
RR
Massachusetts(1/16/2014)
IAR
Massachusetts(3/31/2014)
RR
Michigan(3/25/2015)
RR
Minnesota(3/25/2015)
RR
Mississippi(3/27/2015)
RR
Missouri(3/25/2015)
RR
Montana(3/25/2015)
RR
Nebraska(3/24/2015)
RR
Nevada(4/7/2015)
RR
New Hampshire(3/26/2015)
RR
New Jersey(3/26/2015)
RR
New Mexico(3/25/2015)
RR
New York(3/25/2015)
RR
North Carolina(3/27/2015)
RR
North Dakota(3/26/2015)
RR
Ohio(3/25/2015)
RR
Oklahoma(3/25/2015)
RR
Oregon(4/28/2015)
RR
Pennsylvania(3/25/2015)
RR
Puerto Rico(3/25/2015)
RR
Rhode Island(3/25/2015)
RR
South Carolina(3/25/2015)
RR
South Dakota(3/26/2015)
RR
Tennessee(3/25/2015)
RR
Texas(4/7/2015)
RR
Utah(3/25/2015)
RR
Vermont(3/27/2015)
RR
Virgin Islands(4/8/2015)
RR
Virginia(3/25/2015)
RR
Washington(3/25/2015)
RR
West Virginia(4/2/2015)
RR
Wisconsin(3/26/2015)
RR
Wyoming(3/25/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MI
MFS INSTITUTIONAL ADVISORS INC.
MFS INSTITUTIONAL ADVISORS INC.
CRD#: 107144 / SEC#: 801-46433
RIA
Registered Investment Advisory firm - (5/6/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
111 Huntington Avenue, Boston, MA 02199-7618
Mailing Address
Phone number
(617) 954-5000
Established
Firm type
Fiscal year end
# of Employees
1,331
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,260 |
| AUM (Assets Under Management) | $ 111,845,233,320 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
