Philip B. Melnick
Professional summary
Philip Benjamin Melnick was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Philip is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Philip had worked at 5 firms, which includes TAFFERER TRADING LLC, EVOLUTION FINANCIAL TECHNOLOGIES LLC, LIGHTSPEED PROFESSIONAL TRADING LLC, LANDMARK SECURITIES CORPORATION, BARRON CHASE SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2003 - December 17, 2004
TAFFERER TRADING, LLC
December 10, 2001 - June 7, 2003
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
August 23, 1999 - November 24, 1999
LIGHTSPEED PROFESSIONAL TRADING LLC
April 30, 1999 - October 14, 1999
LANDMARK SECURITIES CORPORATION
August 12, 1997 - November 13, 1997
BARRON CHASE SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 2/19/2002
Limited Representative-Equity Trader ExamCurrent Firm
TAFFERER TRADING, LLC
CRD#: 36816 / SEC#: , 8-47474
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOLD BROTHERS INC. | HOLDING CORPORATION | |
| HOLD, GREGORY FRANCIS | CHIEF EXECUTIVE OFFICER | 2169408 |
Disclosures
| Regulatory Event | 29 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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