Frimette T. Field
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frimette Toby Field, who also goes by Frim Field, was a registered financial professional .
Frimette is a previously registered financial professional and started their career in finance in 1997. Frimette had worked at 3 firms and has passed the Series 65, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2003 - September 28, 2018
EPG INCORPORATED
February 9, 2000 - November 30, 2000
THE WINDMILL GROUP, INC.
October 30, 1997 - March 18, 1998
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
EPG INCORPORATED
CRD#: 106821 / SEC#: 801-51518
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EPG INCORPORATED
CRD#: 106821 / SEC#: 801-51518
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 76 |
| AUM (Assets Under Management) | $ 3,477,266,118 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
