Jason R. Currie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Robert Currie was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1997. Jason had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2017 - April 3, 2018
FORESIDE INVESTMENT SERVICES, LLC
February 23, 2007 - December 31, 2008
J.P. MORGAN SECURITIES LLC
November 8, 2004 - May 10, 2007
CRANE CAPITAL ASSOCIATES, LLC
June 18, 2003 - February 10, 2004
MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.
December 5, 2000 - March 28, 2003
CIBC WORLD MARKETS CORP.
June 14, 1999 - November 6, 2000
DEUTSCHE BANK SECURITIES INC.
November 28, 1998 - June 14, 1999
DB ALEX. BROWN LLC
October 9, 1997 - September 30, 1998
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIDE INVESTMENT SERVICES, LLC
CRD#: 30016 / SEC#: , 8-44681
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| CHERN, NANETTE KING | CHIEF COMPLIANCE OFFICER/VP | 1718029 |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | FINOP | 5290145 |
| WHETSTONE, KELLY BOWERS | SECRETARY | 5380134 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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