William R. Saines

BUCKMAN, BUCKMAN & REID

Little Silver, NJ 07739

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CRD#: 2929930

Professional summary

William Roderick Saines, who also goes by Roderick William Saines, Rod Saines, is a registered financial professional currently at BUCKMAN, BUCKMAN & REID, INC. located in Little Silver, New Jersey.

William is registered as a RR (Registered Representative) and started their career in finance in 2002. William has worked at 13 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Roderick William Saines | Rod Saines

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Roderick Saines's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 17, 2024 - Present

BUCKMAN, BUCKMAN & REID, INC.

Office #1: 44 Church St., Little Silver, NJ 07739

CRD#: 23407

Little Silver, NJ

Past

August 9, 2022 - May 21, 2024

SAN BLAS SECURITIES LLC

CRD#: 290605

Red Bank, NJ

Past

September 9, 2021 - August 8, 2022

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

NEW YORK, NY

Past

October 2, 2020 - August 23, 2021

RICE FINANCIAL PRODUCTS COMPANY

CRD#: 21606

NEW YORK, NY

Past

March 8, 2019 - September 22, 2020

STONEX FINANCIAL INC.

CRD#: 45993

NEW YORK, NY

Past

March 2, 2018 - March 11, 2019

CABRERA CAPITAL MARKETS, LLC

CRD#: 10081

NEW YORK, NY

Past

June 8, 2015 - April 5, 2018

CV BROKERAGE, INC

CRD#: 462

New York, NY

Past

June 25, 2014 - May 18, 2015

BLAYLOCK VAN, LLC

CRD#: 145317

NEW YORK, NY

Past

February 21, 2014 - June 27, 2014

DU PASQUIER & CO., INC.

CRD#: 24750

NEW YORK, NY

Past

August 9, 2010 - November 5, 2013

KOTA GLOBAL SECURITIES INC.

CRD#: 28137

NEW YORK, NY

Past

January 19, 2010 - July 28, 2010

CASTLEOAK SECURITIES, LP

CRD#: 125334

NEW YORK, NY

Past

June 1, 2009 - August 21, 2009

GFI SECURITIES LLC

CRD#: 19982

NEW YORK, NY

Past

January 1, 2002 - February 13, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(6/25/2025)

Pennsylvania
(9/24/2025)

Exams

State Security Law Exam

Series 63

Date: 7/22/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 6/4/2004

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 3

Date: 8/14/2003

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/28/2001

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

BUCKMAN, BUCKMAN & REID, INC.

BUCKMAN, BUCKMAN & REID, INC. | MERCER, BOKERT, BUCKMAN & REID, INC.

CRD#: 23407 / SEC#: , 8-40413

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

44 Church St., Little Silver, NJ 07739

Mailing Address

44 Church St., Little Silver, NJ 07739

Phone number

(732) 530-0303

Established

New Jersey since 09/07/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
JTC HOLDINGS LLC	SHARE HOLDER
GIAKAS, WALLACE MARTIN	STOCKHOLDER	1068278
LAU, PETER SEN	STOCKHOLDER	2302677
YANG, ZHAO	SHAREHOLDER	6077274
ALMERINI, LOUIS ACHILLE	FINOP	1605183
BUCKMAN, HARRY JOHN	CHAIRMAN, RSOP	1090909
BUCKMAN, HARRY JOHN JR	SR. VICE PRESIDENT	2202467
BUCKMAN, MARY	STOCKHOLDER	5823239
BUCKMAN, THOMAS PAUL	SECRETARY	2577168
CAMPOLI, JOHN	SHAREHOLDER	6596748
PANNO, RICHARD ANTHONY	CHIEF COMPLIANCE OFFICER	724727
SHOICHET, MARK ELLIOTT	STOCKHOLDER	2301353

Disclosures

Regulatory Event	18
Arbitration	4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William R. Saines

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Roderick Saines's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAN BLAS SECURITIES LLC

PAULSON INVESTMENT COMPANY LLC

RICE FINANCIAL PRODUCTS COMPANY

STONEX FINANCIAL INC.

CABRERA CAPITAL MARKETS, LLC

CV BROKERAGE, INC

BLAYLOCK VAN, LLC

DU PASQUIER & CO., INC.

KOTA GLOBAL SECURITIES INC.

CASTLEOAK SECURITIES, LP

GFI SECURITIES LLC

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/22/2002

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 6/4/2004

Series 3

Date: 8/14/2003

Series 7

Date: 12/28/2001

FINRA

Nasdaq Stock Market

Current Firm

BUCKMAN, BUCKMAN & REID, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BUCKMAN, BUCKMAN & REID, INC.

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