Maria E. Hernandez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maria Elena Hernandez was a registered financial professional .
Maria is a previously registered financial professional and started their career in finance in 1997. Maria had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2013 - July 6, 2026
MORI HUSTON PARTNERS
May 8, 2009 - March 25, 2013
TRUIST INVESTMENT SERVICES, INC.
May 4, 2009 - March 25, 2013
TRUIST INVESTMENT SERVICES, INC.
June 26, 2008 - December 17, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
June 20, 2008 - December 17, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 18, 2008 - April 10, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 14, 2008 - April 10, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 22, 2007 - March 14, 2008
UST SECURITIES CORP.
October 5, 2004 - December 20, 2006
CITICORP INVESTMENT SERVICES
February 20, 2004 - December 20, 2006
CITICORP INVESTMENT SERVICES
October 4, 2000 - January 5, 2004
DEUTSCHE BANK SECURITIES INC.
October 8, 1997 - October 6, 1998
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
MORI HUSTON PARTNERS
CRD#: 151260 / SEC#: 801-70587
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORI HUSTON PARTNERS
CRD#: 151260 / SEC#: 801-70587
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 72 |
| AUM (Assets Under Management) | $ 241,621,242 |
Red Flags
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