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PH

Peter R. Hoffman

BIVO FINANCIAL
LOS GATOS, CA 95032
Some features on this profile are disabled
CRD#: 2929643
PH

Professional summary

Peter Ross Hoffman is a registered financial professional currently at BIVO FINANCIAL LLC located in Los Gatos, California.

Peter is registered as a RR (Registered Representative) and started their career in finance in 1997. Peter has worked at 14 firms and has passed the Series 65, Series 63, Series 7TO, Series 99TO, SIE, Series 55, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Ross Hoffman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 25, 2024 - Present

BIVO FINANCIAL LLC

Office #1: 14551 La Rinconada Dr, Los Gatos, CA 95032
BD
CRD#: 331283
LOS GATOS, CA
Past

November 12, 2025 - March 26, 2026

TRADEALGO WEALTH MANAGEMENT LLC

RIA
CRD#: 312342
NEW YORK, NY
Past

May 31, 2023 - June 5, 2024

MADISON GLOBAL PARTNERS LLC

BD
CRD#: 285406
HAUPPAUGE, NY
Past

April 17, 2023 - May 29, 2024

FAST EXECUTION SERVICES LLC

BD
CRD#: 306649
CHICAGO, IL
Past

January 18, 2023 - June 3, 2024

STUART FRANKEL & CO., INCORPORATED

BD
CRD#: 14593
GREAT NECK, NY
Past

August 18, 2022 - June 3, 2024

BESTEX RESEARCH SECURITIES, LLC

BD
CRD#: 309569
STAMFORD, CT
Past

August 15, 2022 - May 28, 2024

YORK SECURITIES, INC.

BD
CRD#: 8056
NEW YORK, NY
Past

August 8, 2022 - May 24, 2024

QUINT CAPITAL CORPORATION

BD
CRD#: 26586
NEW YORK, NY
Past

August 8, 2022 - May 28, 2024

FORTE SECURITIES LLC

BD
CRD#: 38373
NEW YORK, NY
Past

December 6, 2021 - May 28, 2024

AVANT-GARDE TRADING SECURITIES

BD
CRD#: 292119
CHICAGO, IL
Past

September 21, 2021 - February 16, 2022

PRIME EXECUTIONS, INC.

BD
CRD#: 32889
NEW YORK, NY
Past

June 19, 2015 - June 22, 2018

ROBERT R. MEREDITH & CO., INC.

BD
CRD#: 29501
NEW YORK, NY
Past

July 24, 2012 - July 22, 2016

LEGEND SECURITIES, INC.

BD
CRD#: 44952
NEW YORK, NY
Past

August 19, 1997 - October 11, 2012

PHD CAPITAL

BD
CRD#: 38785
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 11/10/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/15/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/25/2026
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 6/22/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 1/19/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 3/5/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 9/20/2021
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/16/1999
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BF
BIVO FINANCIAL LLC
BIVO FINANCIAL LLC

CRD#: 331283 / SEC#: , 8-71236

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
PREMIUM
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Contact information

Main Address
14551 La Rinconada Dr, Los Gatos, CA 95032
Mailing Address
14551 La Rinconada Dr, Los Gatos, CA 95032
Phone number
(408) 940-5021
Established
Delaware since 04/11/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JAIN, SUJANCEO4017732
JAIN, VIKRANTCTO5727699
HOFFMAN, PETER ROSSFINOP2929643
O'CONNOR, WILLIAM RAYMONDCCO6661379

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BIVO FINANCIAL LLC

CRD#: 331283Los Gatos, CA 95032

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