Nicholas S. Han
Professional summary
Nicholas Sanghyung Han, who also goes by Sanghyung Han, is a registered financial advisor currently at DAEHAN SECURITIES,INC located in Santa Clarita, California.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Nicholas has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 24, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Sanghyung Han's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 16, 2013 - Present
DAEHAN SECURITIES,INC
January 2, 2025 - December 26, 2025
KAYAN SECURITIES, INC.
August 15, 2013 - August 31, 2017
KAYAN SECURITIES, INC.
January 13, 2012 - November 4, 2013
SH INVESTMENT & SECURITIES
April 21, 2009 - January 3, 2012
HANMI ASSET SECURITIES,INC.
October 21, 2005 - May 4, 2009
SH INVESTMENT & SECURITIES
March 24, 2003 - October 20, 2005
FIRST ALLIED SECURITIES, INC.
October 1, 1997 - December 16, 2002
DAEHAN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/16/2013)
Exams
Current Firm
DAEHAN SECURITIES,INC
CRD#: 167216 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 35 |
| AUM (Assets Under Management) | $ 4,700,000 |
Red Flags
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