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KA

Keith B. Allen

MERIDIAN INVESTMENT ADVISORS
INDIANAPOLIS, IN 46280
Some features on this profile are disabled
CRD#: 2929365
KA

Professional summary

Keith Bartley Allen is a registered financial advisor currently at MERIDIAN INVESTMENT ADVISORS, INC. located in Indianapolis, Indiana.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Keith has worked at 6 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CARMEL HIGH SCHOOL 520 E. MAIN ST. CARMEL IN JV/VARSITY LACROSSE COACH SINCE 01/2018 NOT INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Bartley Allen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 22, 2021 - Present

MERIDIAN INVESTMENT ADVISORS, INC.

Office #1: 10321 N. Pennsylvania St., Indianapolis, IN 46280
RIA
CRD#: 107593
INDIANAPOLIS, IN
Past

April 29, 2013 - June 16, 2015

KESTRA INVESTMENT SERVICES, LLC

RIA
CRD#: 42046
CARMEL, IN
Past

April 29, 2013 - June 16, 2015

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
CARMEL, IN
Past

September 4, 2009 - May 6, 2013

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
CARMEL, IN
Past

September 4, 2009 - May 6, 2013

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
CARMEL, IN
Past

August 1, 2006 - September 4, 2009

TRANSAMERICA FINANCIAL ADVISORS, INC.

RIA
CRD#: 3600
CARMEL, IN
Past

April 28, 2006 - September 4, 2009

TRANSAMERICA FINANCIAL ADVISORS, INC.

BD
CRD#: 3600
CARMEL, IN
Past

November 17, 1998 - April 5, 2006

MUTUAL OF AMERICA SECURITIES LLC

BD
CRD#: 27878
NEW YORK, NY
Past

January 15, 1998 - April 5, 2006

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

BD
CRD#: 15356
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MERIDIAN INVESTMENT ADVISORS, INC.
MERIDIAN INVESTMENT ADVISORS, INC.

CRD#: 107593 / SEC#: 801-46376

RIA
Registered Investment Advisory firm - (5/31/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(4/22/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/21/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 7/18/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/11/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/16/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/13/2006
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/14/1998
Investment Company Products/Variable Contracts Representative Examination

Current Firm

MI
MERIDIAN INVESTMENT ADVISORS, INC.
MERIDIAN INVESTMENT ADVISORS, INC.

CRD#: 107593 / SEC#: 801-46376

RIA
Registered Investment Advisory firm - (5/31/1994 Approved)
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Contact information

Main Address
10321 N. Pennsylvania St., Indianapolis, IN 46280
Mailing Address
Phone number
(317) 573-5257
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MERIDIAN INVESTMENT ADVISORS, INC ADV PART 2A (8/18/2025)

Regulatory assets under management

Total Number of Accounts1,094
AUM (Assets Under Management)$ 532,684,776

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MERIDIAN INVESTMENT ADVISORS, INC.

CRD#: 107593Indianapolis, IN 46280

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