CB
Christopher M. Blackburn
LPL ENTERPRISE
HOUSTON, TX 77027
Some features on this profile are disabled
CRD#: 2929211
CB
Professional summary
Christopher Michael Blackburn, who also goes by Chris Blackburn, Christopher M Blackburn, Christopher Blackburn, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Houston, Texas.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Christopher has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Blackburn | Christopher M Blackburn | Christopher Blackburn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 09/12/2025 - Mustang Playhouse Booster Club - Non-Profit Board Member - Non Inv Related - Sugar Land, TX - Start Date 01/05/2024 - 1hr/MTH 0hrs/MTH During Trading 2. 09/12/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Sugar Land, TX - Start Date 09/08/2025 - 160hrs/MTH 160hrs/MTH During Trading 3. 09/12/2025 - CHRISTOPHER MICHAEL BLACKBURN - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Sugar Land, TX - Start Date 09/08/2025 - 160hrs/MTH 160hrs/MTH During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Michael Blackburn's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christopher Michael Blackburn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 22, 2025 - Present
LPL ENTERPRISE, LLC
Office #1: 1233 West Loop South Suite 1100, Houston, TX 77027RIA
BD
CRD#: 8733
HOUSTON, TX
Current
September 22, 2025 - Present
LPL ENTERPRISE, LLC
Office #1: 1233 West Loop South Suite 1100, Houston, TX 77027RIA
BD
CRD#: 8733
HOUSTON, TX
Past
April 12, 2024 - August 1, 2025
EDWARD JONES
RIA
CRD#: 250
MISSOURI CITY, TX
Past
April 12, 2024 - August 1, 2025
EDWARD JONES
BD
CRD#: 250
MISSOURI CITY, TX
Past
January 27, 2023 - April 12, 2024
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
SUGAR LAND, TX
Past
January 27, 2023 - April 12, 2024
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
Sugar Land, TX
Past
January 28, 2021 - August 1, 2022
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
HOUSTON, TX
Past
January 28, 2021 - August 1, 2022
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
HOUSTON, TX
Past
September 17, 2020 - December 21, 2020
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
HOUSTON, TX
Past
September 15, 2020 - December 21, 2020
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
HOUSTON, TX
Past
August 8, 2014 - September 3, 2020
HARRISDIRECT LLC
RIA
CRD#: 42159
HOUSTON, TX
Past
August 8, 2014 - September 3, 2020
E*TRADE SECURITIES LLC
BD
CRD#: 29106
HOUSTON, TX
Past
July 10, 2014 - July 23, 2014
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
HOUSTON, TX
Past
June 1, 2009 - July 7, 2014
MORGAN STANLEY
RIA
CRD#: 149777
HOUSTON, TX
Past
June 1, 2009 - July 7, 2014
MORGAN STANLEY
BD
CRD#: 149777
HOUSTON, TX
Past
February 3, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
HOUSTON, TX
Past
January 5, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oklahoma(9/22/2025)
RR
Texas(9/22/2025)
IAR
Texas(9/22/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
