Rajesh M. Manghnani

ZT WEALTH ADVISORY

New York, NY 10022

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CRD#: 2929164

Professional summary

Rajesh Mohan Manghnani, who also goes by Roger Manghnani, is a registered financial advisor currently at ZT WEALTH ADVISORY located in New York, New York.

Rajesh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Rajesh has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Roger Manghnani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Manghnani also serves as the Managing Director of ZT Corporate International, a wealth management firm. He spends 120 hours a month in this role, typically 80 during trading hours and 40 during non-trading hours, during which he conducts business development, supervises, and manages the daily operations of the firm's NY office. AEP Wealth Management, LLC is a private company, wholly owned by ZT Wealth, LLC doing business as "ZT Corporate." ZT Corporate is wholly owned either directly and/or indirectly by Taseer A. Badar, ZT Wealth Advisory's President. ZT Corporate and its affiliated entities operate a range of businesses through entities that have common ownership and/or control, either directly or indirectly, through Mr. Badar, collectively referred to as, "ZT Affiliated Companies.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rajesh Mohan Manghnani's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2015 - Present

ZT WEALTH ADVISORY

Office #1: 150 East 52nd Street 31st Floor, New York, NY, 10022

RIA

CRD#: 158972

New York, NY

Past

July 24, 2014 - November 2, 2015

MHA FINANCIAL CORP

RIA

CRD#: 7462

NEW YORK, NY

Past

November 13, 2013 - November 2, 2015

MHA FINANCIAL CORP

CRD#: 7462

NEW YORK, NY

Past

August 23, 2002 - August 9, 2007

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/7/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/13/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/15/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/2/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/12/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/13/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ZT WEALTH ADVISORY

AEP WEALTH MANAGEMENT LLC | ZT WEALTH ADVISORY | ZT SB INVESTMENT PARTNERS | ECHELON INVESTMENT MANAGEMENT

CRD#: 158972 / SEC#:

New York

Registered Investment Advisory firm - (11/11/2025 Terminated)

Texas

Registered Investment Advisory firm - (11/11/2025 Termination Requested)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1535 West Loop South Suite 450, Houston, TX 77027

Mailing Address

Phone number

(713) 627-2000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rajesh M. Manghnani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rajesh Mohan Manghnani's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZT WEALTH ADVISORY

MHA FINANCIAL CORP

MHA FINANCIAL CORP

J.P. MORGAN SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/13/2014

Series 63

Date: 8/15/2005

SIE

Date: 11/2/2015

Series 7

Date: 11/12/2013

Series 6

Date: 10/13/1997

Current Firm

ZT WEALTH ADVISORY

Contact information

Documents

Red Flags

Company Information

ZT WEALTH ADVISORY

TRUST BUT VERIFY

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