John E. Farren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Farren was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1997. John had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2010 - January 18, 2012
ARUNDEL (SECURITIES), INC.
January 6, 2010 - November 14, 2012
FO INVESTMENTS, LLC
July 21, 2008 - November 12, 2008
ARUNDEL (SECURITIES), INC.
September 23, 2005 - August 6, 2008
FIRSTMERIT ADVISORS, INC.
January 1, 2005 - February 5, 2008
VALMARK SECURITIES, INC.
August 29, 1997 - November 30, 1999
VALMARK SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARUNDEL (SECURITIES), INC.
CRD#: 43573 / SEC#: , 8-50325
Contact information
Documents
Direct owners and executive officers
Red Flags
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