Gillian E. Vapnek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gillian Erica Vapnek, who also goes by Gillian Erica Knobler, was a registered financial professional .
Gillian is a previously registered financial professional and started their career in finance in 1998. Gillian had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2014 - August 2, 2016
GUPTA WEALTH MANAGEMENT, LLC
July 31, 2013 - October 15, 2013
UBS FINANCIAL SERVICES INC.
May 31, 2013 - October 15, 2013
UBS FINANCIAL SERVICES INC.
August 14, 1998 - June 17, 1999
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
GUPTA WEALTH MANAGEMENT, LLC
CRD#: 161721 / SEC#: 801-78524
Contact information
Red Flags
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