Eugene S. Paul
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Stephan Paul, who also goes by Eugene S Paul, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1997. Eugene had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2010 - December 31, 2014
RIVERSIDE CAPITAL MANAGERS, LLC
December 15, 2009 - November 3, 2011
STERLING ENTERPRISES GROUP, INC.
December 22, 2008 - December 14, 2009
PLANMEMBER SECURITIES CORPORATION
December 5, 2008 - December 14, 2009
PLANMEMBER SECURITIES CORPORATION
January 23, 2006 - December 11, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 9, 2006 - December 11, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 15, 2004 - August 23, 2005
UVEST FINANCIAL SERVICES GROUP, INC.
November 12, 2004 - August 23, 2005
UVEST FINANCIAL SERVICES GROUP, INC.
June 12, 2000 - November 23, 2004
LPL FINANCIAL LLC
June 8, 2000 - November 23, 2004
LPL FINANCIAL LLC
October 13, 1999 - April 11, 2000
CETERA WEALTH SERVICES, LLC
March 22, 1999 - September 20, 1999
IFMG SECURITIES, INC.
February 26, 1999 - September 13, 1999
SOUTHTRUST SECURITIES, LLC
September 15, 1997 - February 2, 1999
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
RIVERSIDE CAPITAL MANAGERS, LLC
CRD#: 152704 / SEC#:
Contact information
Red Flags
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