Margaret E. Joyner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Ellenor Joyner, who also goes by Margaret Cox, Ellen Margaret Mitchell, Ellen Mitchell, Margaret E Mitchell, Margaret Ellenor Mitchell, Ellen Whitaker, Margaret Ellenor Whitaker, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1997. Margaret had worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2015 - July 21, 2016
COKER & PALMER
January 13, 2015 - July 21, 2016
COKER & PALMER
November 16, 2011 - January 13, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
November 16, 2011 - January 13, 2015
J.P. TURNER & COMPANY, L.L.C.
June 30, 2005 - November 17, 2011
CALTON & ASSOCIATES, INC.
June 30, 2005 - November 17, 2011
CALTON & ASSOCIATES, INC.
July 10, 2003 - July 1, 2005
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
March 3, 2003 - September 15, 2003
AMSOUTH INVESTMENT SERVICES, INC.
February 14, 2000 - June 30, 2005
AMSOUTH INVESTMENT SERVICES, INC.
October 21, 1998 - February 14, 2000
INVEST FINANCIAL CORPORATION
September 10, 1997 - September 15, 1998
EDWARD JONES
Primary Firm SEC Registration
COKER & PALMER
CRD#: 29163 / SEC#: 801-77645, 8-44129
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COKER & PALMER
CRD#: 29163 / SEC#: 801-77645, 8-44129
Contact information
SEC notice filing (10 States and Territories)
FINRA licenses (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 428 |
| AUM (Assets Under Management) | $ 244,065,071 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
