CF
Christopher N. Ferrara
FYRA CAPITAL MANAGEMENT
St. Charles, MO 63303
Some features on this profile are disabled
CRD#: 2928651
CF
Professional summary
Christopher N Ferrara is a registered financial advisor currently at FYRA CAPITAL MANAGEMENT located in St. Charles, Missouri and AE FINANCIAL SERVICES, LLC located in Saint Charles, Missouri.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Christopher has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) PINERIDGE ADVISORS, LLC DBA FYRA CAPITAL MANAGEMENT; INVESTMENT ADVISER REPRESENTATIVE NATURE: INVESTMENT ADVISE FOR A FEE; YES INVESTMENT RELATED: NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE 03/2023 ADDRESS:1520S 5TH ST, STE 300, ST. CHARLES, MO 63303 DESCRIPTION: Insurance Sales and Services 2.) COUNCIL OF FINANCIAL EDUCATORS 501(c)3. NON-INVESTMENT RELATED. ADDRESS: 970 LAKE CARILLION DRIVE, SUITE 300, ST. PETERSBURG, FL 33716. NATURE OF BUSINESS: I TEACH CLASSES ON FINANCIAL TOPICS IN RELATION TO RETIREMENT PLANNING. FINANCIAL EDUCATOR. START DATE: 04/2023. HOURS PER MONTH: 10. HOURS PER MONTH DURING TRADING HOURS: 2 3.) FYRA LLC DBA FYRA CAPITAL MANAGEMENT; POSITION: Employee NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/20/2023; ADDRESS: 1520 S 5th St, Ste 300, St Charles, MO 63303, United States DESCRIPTION: Insurance sales and service
CRS (Client Relationship Summary) - RIA
Click below to view Christopher N Ferrara's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 10, 2023 - Present
FYRA CAPITAL MANAGEMENT
Office #1: 1520 South 5th Street Suite 300, St. Charles, MO 63303RIA
CRD#: 315100
St. Charles, MO
Current
March 30, 2023 - Present
AE FINANCIAL SERVICES, LLC
Office #1: 1520 S 5th Street Ste 300, Saint Charles, MO 63303Office #2: 12444 Powerscourt Drive Suite 235, St. Louis, MO 63131BD
CRD#: 298608
Saint Charles, MO
Past
June 25, 2007 - March 7, 2023
MFS FUND DISTRIBUTORS, INC.
BD
CRD#: 31052
BOSTON, MA
Past
November 1, 2005 - June 15, 2007
BOFA ADVISORS, LLC
RIA
CRD#: 107900
BOSTON, MA
Past
October 11, 1999 - June 15, 2007
BOFA DISTRIBUTORS, INC.
BD
CRD#: 30683
BOSTON, MA
Past
August 12, 1997 - October 12, 1999
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
BD
CRD#: 17580
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FYRA CAPITAL MANAGEMENT
FYRA CAPITAL MANAGEMENT | PINERIDGE ADVISORS, LLC | HEISE ADVISORY GROUP | FYRA CAPITAL MANAGEMENT, LLC
CRD#: 315100 / SEC#: 801-121800
RIA
Registered Investment Advisory firm - (7/19/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Missouri(3/10/2023)
RR
Missouri(5/9/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FYRA CAPITAL MANAGEMENT
FYRA CAPITAL MANAGEMENT | PINERIDGE ADVISORS, LLC | HEISE ADVISORY GROUP | FYRA CAPITAL MANAGEMENT, LLC
CRD#: 315100 / SEC#: 801-121800
RIA
Registered Investment Advisory firm - (7/19/2021 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1520 South 5th Street Suite 300, St. Charles, MO 63303
Mailing Address
Phone number
(636) 573-1212
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,214 |
| AUM (Assets Under Management) | $ 436,817,116 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FYRA CAPITAL MANAGEMENT
CRD#: 315100St. Charles, MO 63303TRUST BUT VERIFY
Monitor Christopher Ferrara
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
