ROBERT D. HARRIS

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CRD#: 2928601

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

ROBERT DEAN HARRIS, CFP®, who also goes by Bob Harris, Robert D Harris Jr, Robert Dean Harris Jr, was a registered financial professional .

ROBERT is a previously registered financial professional and started their career in finance in 1997. ROBERT had worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Employee and Employer Plan Ben...

Estate Planning

Comprehensive Financial Planni...

Investment Planning

Retirement Planning

Are you a "fiduciary"?

Aliases

Bob Harris | Robert D Harris Jr | Robert Dean Harris Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Game Plan Preppers LLC, Olathe, KS - Not Investment Related. Position: General Partner, provide planning and preparation services and products for emergency and disaster to general public. Start Date: July 2015. Approximately 20 hours per month, none during trading hours. 2) Director at Large for Greater Kansas City Financial Planning Association; not investment related; start date 1/1/20; 2 hours per month, 0 trading hours per month;Volunteer role. 3) Managing Partner/Owner of Micro Mini Metal, LLC; not investment related; start date 7/11/20; 16 hours per month 0 hours during trading; Retail on-line product sales; Responsible for decision making of the operation: Paid via ownership/profit distributions from time to time. 4) Phyto Life Organics, LLC; Olathe, KS; this is investment related; start date 10/26/20; 1 hour per month 0 hours during trading; Agriculture business; Member/Passive Investor

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Past

November 14, 2018 - December 1, 2023

CREATIVE PLANNING

RIA

CRD#: 105348

OVERLAND PARK, KS

Past

May 17, 2016 - December 14, 2016

CREATIVE PLANNING

RIA

CRD#: 105348

LEAWOOD, KS

Past

August 30, 2011 - June 1, 2016

WADDELL & REED

RIA

CRD#: 866

OVERLAND PARK, KS

Past

August 30, 2011 - June 1, 2016

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

January 21, 2011 - August 11, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

January 3, 2011 - August 11, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SHAWNEE, KS

Past

April 21, 1998 - November 15, 2010

WADDELL & REED

RIA

CRD#: 866

OVERLAND PARK, KS

Past

January 12, 1998 - November 15, 2010

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

August 20, 1997 - January 26, 1998

SECURITY DISTRIBUTORS

CRD#: 3336

TOPEKA, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CREATIVE PLANNING

CRD#: 105348 / SEC#: 801-18564

RIA

Registered Investment Advisory firm - (3/18/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/20/1998

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/1/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/1/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/14/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/6/2002

General Securities Principal Examination

Current Firm

CREATIVE PLANNING

CRD#: 105348 / SEC#: 801-18564

RIA

Registered Investment Advisory firm - (3/18/1983 Approved)

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Contact information

Main Address

5454 W. 110th Street, Overland Park, KS 66211

Mailing Address

Phone number

(866) 909-5148

Established

Firm type

Fiscal year end

# of Employees

1,428

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CREATIVE PLANNING FIRM BROCHURE (3/5/2025)

Regulatory assets under management

Total Number of Accounts	269,686
AUM (Assets Under Management)	$ 217,399,324,981

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/27/2025	Cover Page	Report
09/19/2024	Cover Page	Report
01/03/2024	Cover Page	Report
01/18/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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ROBERT D. HARRIS

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CREATIVE PLANNING

WADDELL & REED

WADDELL & REED

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

WADDELL & REED

WADDELL & REED

SECURITY DISTRIBUTORS

Primary Firm SEC Registration

CREATIVE PLANNING

State Registrations and Notice Filings

Exams

Series 66

Date: 1/20/1998

SIE

Date: 6/1/2016

Series 7

Date: 4/1/1998

Series 6

Date: 8/14/1997

Series 24

Date: 12/6/2002

Current Firm

CREATIVE PLANNING

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CREATIVE PLANNING

TRUST BUT VERIFY

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