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JB

Joseph V. Barbarino

LIME TRADING CORP
NEW YORK, NY 10123
Some features on this profile are disabled
CRD#: 2928341
JB

Professional summary

Joseph Vincent Barbarino, who also goes by Joe Barbarino, is a registered financial professional currently at LIME TRADING CORP located in New York, New York.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1997. Joseph has worked at 10 firms and has passed the Series 63, Series 65, Series 57TO, Series 99TO, SIE, Series 55 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joe Barbarino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Vincent Barbarino's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 29, 2020 - Present

LIME TRADING CORP

Office #1: 450 7th Ave 31st Floor, New York, NY 10123
BD
CRD#: 11826
NEW YORK, NY
Past

November 20, 2014 - April 18, 2018

WEDBUSH SECURITIES INC.

BD
CRD#: 877
JERSEY CITY, NJ
Past

June 4, 2013 - June 11, 2020

LIGHTSPEED FINANCIAL SERVICES GROUP LLC

BD
CRD#: 104369
New York, NY
Past

June 15, 2012 - October 5, 2012

CONCEPT CAPITAL TRADING LLC

BD
CRD#: 158892
NEW YORK, NY
Past

January 3, 2012 - May 31, 2013

SPEEDROUTE LLC

BD
CRD#: 104138
JERSEY CITY, NJ
Past

May 16, 2005 - November 11, 2010

COWEN EXECUTION SERVICES LLC

BD
CRD#: 35693
NEW YORK, NY
Past

May 7, 2003 - January 11, 2005

EVOLUTION FINANCIAL TECHNOLOGIES, LLC

BD
CRD#: 104249
ISELIN, NJ
Past

January 10, 2000 - December 6, 2002

VIRTU ALTERNET SECURITIES LLC

BD
CRD#: 47867
NEW YORK, NY
Past

May 3, 1999 - December 6, 2002

VIRTU ITG LLC

BD
CRD#: 29299
NEW YORK, NY
Past

September 18, 1997 - December 2, 1997

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(9/30/2021)
RR
New York
(6/29/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 1/30/2007
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 9/26/1997
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 12/9/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 9/17/1997
General Securities Representative Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

LT
LIME TRADING CORP
A H HAYNES AND COMPANY | WHOTRADES, INC. | SCORE PRIORITY CORP. | LIME TRADING CORP | LIME TRADING | LIME EXECUTION | LIME | JUST2TRADE, INC. | A.H. HAYNES & CO., INC.

CRD#: 11826 / SEC#: , 8-27061

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
450 7th Ave 31st Floor, New York, NY 10123
Mailing Address
450 7th Ave 31st Floor, New York, NY 10123
Phone number
(646) 558-3232
Established
Delaware since 06/22/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
F.H. GLOBAL, INC.PARENT
LEBOWITZ, SCOTT ECHIEF COMPLIANCE OFFICER1867003
LEVY, MICHAEL ISAACCHIEF FINANCIAL OFFICER5181325
ROMERO, MONIQUEFINOP/PFO6712654
SANDBLOM, JOHANPRESIDENT4302289
SEHIC, EVACHIEF EXECUTIVE OFFICER4198771

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIME TRADING CORP

CRD#: 11826New York, NY 10123

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