Matt R. Miles
Professional summary
Matt Ray Miles is a registered financial professional currently at FIRST WESTERN SECURITIES, INC. located in Lubbock, Texas.
Matt is registered as a RR (Registered Representative) and started their career in finance in 1997. Matt has worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matt Ray Miles's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 1997 - Present
FIRST WESTERN SECURITIES, INC.
Office #1: 3812 34th Street, Lubbock, TX 79410State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/18/2024)
(12/11/2014)
(10/13/1997)
Exams
FINRA
Current Firm
FIRST WESTERN SECURITIES, INC.
CRD#: 19537 / SEC#: 801-70430, 8-37613
Contact information
FINRA licenses (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 36 |
| AUM (Assets Under Management) | $ 41,715,412 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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Company Information
FIRST WESTERN SECURITIES, INC.
CRD#: 19537Lubbock, TX 79410TRUST BUT VERIFY
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