Matt Ray Miles
Professional Summary
Matt Ray Miles is a registered financial advisor currently at FIRST WESTERN SECURITIES, INC. located in Lubbock, Texas. Matt is registered as a RR (Registered Representative) and started their career in finance in 1997. Matt has worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
FIRST WESTERN SECURITIES | FIRST WESTERN SECURITIES, INC.
Contact Information
Main Address
669 Airport Freeway #409 Suite 409, Hurst, TX 76053Mailing Address
669 Airport Freeway #409, Hurst, TX 76053Phone Number
(817) 553-1492Established
Texas since 03/27/1987Firm Type
CorporationFiscal Year End
JuneFirm Size
Small# of Employees
7FINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
35AUM (Assets Under Management)
$48,648,049Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/18/2024)
(12/11/2014)
(10/13/1997)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1997About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Matt Ray Miles's CRS (Customer Relationship Summary).
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