Thomas Schorn
CFP®Professional Summary
Thomas Schorn, CFP®, who also goes by Thomas Mario Schorn, is a registered financial advisor currently at SCHORN WEALTH located in Englewood, Florida. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Thomas has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 51 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas Mario Schorn
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
EATON FINANCIAL GROUP | SCHORN WEALTH, LLC | SCHORN WEALTH MANAGEMENT | SCHORN WEALTH | OPTIMAL WEALTH | MERCADO FINANCIAL GROUP, LLC | FIDUCIARY PLANNING, LLC
Contact Information
Main Address
33 South Indiana Avenue, Englewood, FL 34223Phone Number
(610) 399-1500# of Employees
9SEC notice filing (13 States and Territories)
Registered to provide investment advisory services in 13 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,409AUM (Assets Under Management)
$392,433,757Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
EATON FINANCIAL GROUP | SCHORN WEALTH, LLC | SCHORN WEALTH MANAGEMENT | SCHORN WEALTH | OPTIMAL WEALTH | MERCADO FINANCIAL GROUP, LLC | FIDUCIARY PLANNING, LLC
State Registrations and Notice Filings
(8/8/2019)
(6/28/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Thomas Schorn's CRS (Customer Relationship Summary).
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