Thomas Schorn
SCHORN WEALTH
Englewood, FL 34223
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CRD#: 2928253
Professional summary
Thomas Schorn, CFP®, who also goes by Thomas Mario Schorn, is a registered financial advisor currently at SCHORN WEALTH located in Englewood, Florida.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Thomas has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Mario Schorn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF THE OTHER BUSINESS:Fiduciary Planning, LLC INVESTMENT- RELATED:Yes ADDRESS OF THE OTHER BUSINESS:Coral Springs, FL 33065 YOUR POSITION OR TITLE:Sole Member NATURE OF THE OTHER BUSINESS:Private Business START DATE:7/2/2019 APPROXIMATE NUMBER OF HOURS/MONTH:120 APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS:120 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:RIA operations, financial planning, investment management COMPENSATION :Yes 2. NAME OF THE OTHER BUSINESS:DBA:Schorn Wealth Management INVESTMENT- RELATED:Yes ADDRESS OF THE OTHER BUSINESS:Sarasota, FL 34242 and Johnstown, PA YOUR POSITION OR TITLE:Owner NATURE OF THE OTHER BUSINESS:Private Business START DATE:10/1/1997 APPROXIMATE NUMBER OF HOURS/MONTH:60 APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS:60 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Investment advice, financial planning COMPENSATION, Insurance lines: Life and fixed annuities with various companies, Sarasota FL since 10/2018. :Yes 3. NAME OF THE OTHER BUSINESS:Thomas Schorn, CPA INVESTMENT- RELATED:No ADDRESS OF THE OTHER BUSINESS:Sarasota, FL 34242 YOUR POSITION OR TITLE:Owner NATURE OF THE OTHER BUSINESS:Private Business START DATE:2/1/1989 APPROXIMATE NUMBER OF HOURS/MONTH:10 APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS:10 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Tax planning & preparation COMPENSATION :Yes
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Schorn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
June 28, 2019 - Present
SCHORN WEALTH
Office #1: 33 South Indiana Avenue, Englewood, FL 34223RIA
CRD#: 304104
Englewood, FL
Past
December 17, 2020 - June 17, 2021
CADARET, GRANT & CO., INC.
RIA
CRD#: 10641
JOHNSTOWN, PA
Past
December 16, 2020 - June 17, 2021
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
JOHNSTOWN, PA
Past
September 11, 2019 - December 16, 2020
SORRENTO PACIFIC FINANCIAL, LLC
BD
CRD#: 127787
Sarasota, FL
Past
June 14, 2012 - July 2, 2019
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
WEST CHESTER, PA
Past
January 11, 2005 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
WEST CHESTER, PA
Past
January 7, 2005 - July 2, 2019
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
WEST CHESTER, PA
Past
July 10, 1998 - January 11, 2005
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
WEST CHESTER, PA
Past
October 23, 1997 - December 31, 2004
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHORN WEALTH
EATON FINANCIAL GROUP | SCHORN WEALTH, LLC | SCHORN WEALTH MANAGEMENT | SCHORN WEALTH | OPTIMAL WEALTH | MERCADO FINANCIAL GROUP, LLC | FIDUCIARY PLANNING, LLC
CRD#: 304104 / SEC#: 801-116818
RIA
Registered Investment Advisory firm - (6/21/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/8/2019)
IAR
Pennsylvania(6/28/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
SW
SCHORN WEALTH
EATON FINANCIAL GROUP | SCHORN WEALTH, LLC | SCHORN WEALTH MANAGEMENT | SCHORN WEALTH | OPTIMAL WEALTH | MERCADO FINANCIAL GROUP, LLC | FIDUCIARY PLANNING, LLC
CRD#: 304104 / SEC#: 801-116818
RIA
Registered Investment Advisory firm - (6/21/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
33 South Indiana Avenue, Englewood, FL 34223
Mailing Address
Phone number
(610) 399-1500
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,620 |
| AUM (Assets Under Management) | $ 367,750,871 |
Red Flags
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