Yolanda W. Foreman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yolanda Waggoner Foreman, who also goes by Yolanda Dionne Waggoner, was a registered financial professional .
Yolanda is a previously registered financial professional and started their career in finance in 1997. Yolanda had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2015 - December 31, 2020
MORNINGSIDE ASSET MANAGEMENT
March 8, 2010 - December 31, 2013
GRAY & COMPANY
May 10, 2007 - August 10, 2010
UNITED INVESTMENT MANAGERS, INC.
May 13, 2002 - December 31, 2005
KENWOOD GROUP INC
August 8, 1997 - November 11, 1997
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORNINGSIDE ASSET MANAGEMENT
CRD#: 268789 / SEC#: 801-100375
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Illinois | ERA - Withdrawn | 8/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
