Colin B. Exelby

CELESTIAL WEALTH MANAGEMENT

Towson, MD

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CRD#: 2928099

Professional summary

Colin Britton Exelby, CFP® is a registered financial advisor currently at CELESTIAL WEALTH MANAGEMENT located in Towson, Maryland.

Colin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Colin has worked at 6 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INDEPENDENT INSURANCE PRODUCER - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 5% OF TIME SPENT - INS TYPES: LIFE, FIXED ANNUITIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colin Britton Exelby's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

October 26, 2020 - Present

CELESTIAL WEALTH MANAGEMENT

RIA

CRD#: 311089

Towson, MD

Past

March 17, 2015 - January 25, 2021

ARMSTRONG DIXON

RIA

CRD#: 168345

BALTIMORE, MD

Past

September 1, 2009 - September 8, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

BALTIMORE, MD

Past

September 1, 2009 - December 23, 2020

LPL FINANCIAL LLC

CRD#: 6413

BALTIMORE, MD

Past

June 1, 2009 - September 2, 2009

MORGAN STANLEY

RIA

CRD#: 149777

BALTIMORE, MD

Past

June 1, 2009 - September 2, 2009

MORGAN STANLEY

CRD#: 149777

BALTIMORE, MD

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

BALTIMORE, MD

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

BALTIMORE, MD

Past

July 16, 2001 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

BALTIMORE, MD

Past

August 18, 2000 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(12/14/2020)

IAR

Texas
(10/26/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/2/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/22/2000

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/17/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/18/2009

General Securities Principal Examination

Current Firm

CELESTIAL WEALTH MANAGEMENT

CELESTIAL WEALTH MANAGEMENT | CELESTIAL WEALTH MANAGEMENT, LLC

CRD#: 311089 / SEC#:

Maryland

Registered Investment Advisory firm - (12/14/2020 Approved)

Texas

Registered Investment Advisory firm - (10/26/2020 Conditional Restricted)

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Contact information

Main Address

Towson, MD

Mailing Address

Phone number

(443) 438-7211

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	181
AUM (Assets Under Management)	$ 58,008,095

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Colin B. Exelby

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colin Britton Exelby's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARMSTRONG DIXON

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/2/2000

SIE

Date: 10/1/2018

Series 31

Date: 9/22/2000

Series 7

Date: 8/17/2000

Series 24

Date: 12/18/2009

Current Firm

CELESTIAL WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CELESTIAL WEALTH MANAGEMENT

TRUST BUT VERIFY

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