Tracy A. D'angelo
Professional summary
Tracy A D'angelo, who also goes by Tracy L Adams, is a registered financial professional currently at BRIGHTHOUSE SECURITIES, LLC located in West Hartford, Connecticut.
Tracy is registered as a RR (Registered Representative) and started their career in finance in 2002. Tracy has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tracy A D'angelo's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2017 - Present
BRIGHTHOUSE SECURITIES, LLC
June 21, 2016 - March 6, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
March 20, 2006 - May 4, 2016
AST INVESTMENT SERVICES, INC.
September 29, 2003 - March 23, 2004
AMERICAN SKANDIA ADVISORY SERVICES, INC.
September 29, 2003 - May 4, 2016
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
June 23, 2003 - September 16, 2003
MORGAN STANLEY DW INC.
February 1, 2002 - September 16, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/6/2017)
(3/6/2017)
(12/17/2024)
(3/6/2017)
Exams
FINRA
Current Firm
BRIGHTHOUSE SECURITIES, LLC
CRD#: 285300 / SEC#: , 8-69845
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRIGHTHOUSE HOLDINGS, LLC | SOLE MEMBER (SHAREHOLDER) | |
| BEAULIEU, PHILIP JOHNATHON | VICE PRESIDENT | 5300540 |
| DAVIS, MICHAEL BENJAMIN | VICE PRESIDENT | 1742347 |
| LAMBERT, MYLES JOSEPH | CHAIRMAN PRESIDENT AND CEO | 3107551 |
| LEINTZ, DONALD ANTHONY | VICE PRESIDENT | 4374813 |
| MACILVANE, KEVIN MICHAEL JR | VICE PRESIDENT | 5164574 |
| MARTINEZ, JOHN GREGORY | PRINCIPAL FINANCIAL OFFICER | 2210722 |
| MORGAN, JANET MARIE | VICE PRESIDENT | 6770849 |
| NIGRO, GERARD JOSEPH | SENIOR VICE PRESIDENT | 1577003 |
| PROHONIC, KRISTIN LEE | CHIEF COMPLIANCE OFFICER | 3048592 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
