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JB

James E. Bondelid

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CRD#: 2927871
JB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Edward Bondelid was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1997. James had worked at 8 firms and has passed the Series 66, Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PARTNER IN A.H. WILLIAMS AS OF FEBRUARY 2008. LOCATED AT 1650 MARKET STREET 53RD FLOOR, PHILADELPHIA, PA, TITLE: CHIEF INVESTMENT OFFICER, DUTIES INCLUDE ANALYZING AND TRADING BONDS. 40 HOURS A WEEK. Member of investment sub-committee at church, St. Paul's Episcopal, Philadelphia. Committee oversees endowment at Glenmede.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 31, 2013 - August 4, 2014

HB SECURITIES, LLC

BD
CRD#: 140356
PHILADELPHIA, PA
Past

March 2, 2009 - November 7, 2023

A. H. WILLIAMS & COMPANY, INC.

RIA
CRD#: 123682
HADDONFIELD, NJ
Past

February 26, 2009 - April 20, 2012

SLOAN SECURITIES CORP.

BD
CRD#: 17930
PHILADELPHIA, PA
Past

December 3, 2007 - March 12, 2009

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
CHERRY HILL, NJ
Past

November 26, 2007 - March 12, 2009

1ST GLOBAL ADVISORS INC

RIA
CRD#: 111133
CHERRY HILL, NJ
Past

July 12, 2004 - December 6, 2005

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
BALTIMORE, MD
Past

July 18, 2002 - June 25, 2004

PNC CAPITAL MARKETS LLC

BD
CRD#: 15647
PITTSBURGH, PA
Past

October 7, 1997 - June 3, 1998

FIRST CLEARING, LLC

BD
CRD#: 17344
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/14/2008
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/6/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/6/1997
General Securities Representative Examination

Current Firm

HS
HB SECURITIES, LLC
HB SECURITIES, LLC | NMS FINANCIAL SERVICES, LLC | NMS CAPITAL ADVISORS, LLC. | MITRE GROUP LLC | J&C GLOBAL SECURITIES LLC

CRD#: 140356 / SEC#: , 8-67307

BD
Terminated by SEC on 02/15/2025
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Contact information

Main Address
Mailing Address
Phone number
Established
Indiana since 01/17/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
J&C GLOBAL HOLDINGS, INC.HOLDING COMPANY
NMS FIN HOLDINGS LLCOWNER
DE LUZ, MICHAEL KCEO/CCO2526894
DOOLEY, BRADFORD RFINOP4308078

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HB SECURITIES, LLC

CRD#: 140356

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