Phillip L. Ingle

LIFETIME FINANCIAL

Aliso Viejo, CA 92656

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CRD#: 2927825

Professional summary

Phillip Leroy Ingle, who also goes by Phil Ingle, is a registered financial advisor currently at LIFETIME FINANCIAL, INC. located in Aliso Viejo, California.

Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Phillip has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Phil Ingle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. The Name of the other business: SSG Solutions Financial & Insurance Services LLC Investment Related?: Yes Address of other business: 26661 Via Sacramento Capistrano Beach, CA 92624 Nature of other business: Insurance Your position: Owner Start Date: 2001 How many hours you devote to the other business per month: 30-40 How many hours you devote to the other business during securities trading hours: 30-40 Briefly describe your duties: Retirement Planning and insurance services including annuities and other insurance products and services. 2. Estate Planning Team; Investment Related- YES; 45110 Club Drive, Suite B Indian Wells, CA. 92210; Estate Planning Team Member; represent and market deferred sales trust, prospect for potential clients; Team Member; 11/2018; 1-2 hours weekly during business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Leroy Ingle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 19, 2018 - Present

LIFETIME FINANCIAL, INC.

Office #1: 65 Enterprise, Aliso Viejo, CA 92656

RIA

CRD#: 161124

Aliso Viejo, CA

Past

January 6, 2016 - September 21, 2018

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

Viejo, CA

Past

March 24, 2010 - December 21, 2015

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

ALSO VIEJO, CA

Past

August 25, 1997 - February 1, 1999

SAN CLEMENTE SECURITIES, INC.

CRD#: 21895

SAN CLEMENTE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/19/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/31/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/29/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/23/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LIFETIME FINANCIAL, INC.

LIFETIME FINANCIAL, INC. | LIFETIME PARADIGM, INC.

CRD#: 161124 / SEC#:

Arizona

Registered Investment Advisory firm - (6/14/2024 Approved)

California

Registered Investment Advisory firm - (4/25/2012 Approved)

Hawaii

Registered Investment Advisory firm - (3/12/2020 Approved)

North Carolina

Registered Investment Advisory firm - (5/5/2025 Terminated)

Utah

Registered Investment Advisory firm - (6/12/2018 Approved)

Washington

Registered Investment Advisory firm - (1/5/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

260 Newport Center Dr Ste 100, Newport Beach, CA 92660

Mailing Address

280 S Lemon Ave #135, Walnut, CA 91788

Phone number

(800) 810-1736

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	313
AUM (Assets Under Management)	$ 49,075,182

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Phillip L. Ingle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Leroy Ingle's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIFETIME FINANCIAL, INC.

HORTER INVESTMENT MANAGEMENT, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

SAN CLEMENTE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/31/2009

Series 63

Date: 8/29/1997

Series 6

Date: 8/23/1997

Current Firm

LIFETIME FINANCIAL, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LIFETIME FINANCIAL, INC.

TRUST BUT VERIFY

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