Brian Stoll

CORE ASSET MANAGNEMENT LLC

Mccall, ID

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CRD#: 2927817

Professional summary

Brian Stoll, who also goes by Brian (nmn) Stoll, Brian J Stoll, is a registered financial advisor currently at CORE ASSET MANAGNEMENT LLC located in Mccall, Idaho.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Brian has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian (nmn) Stoll | Brian J Stoll

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ORE ASSET MGT., INVESTMENT RELATED: YES; 204 MAIN ST #798, NEWPORT BEACH, CA 92661; INVESTMENT ADVISORY/MANAGEMENT; Position: COO; Start Date: 11/1/2010; Time Spent: APROX. 120-160 HOUR/MO, 7 HOURS PER DAY DURING TRADING HOURS: CHIEF OPERATIONS OFFICER/ALL DUTIES & FUNCTIONS OF ADVISORY & OPERATIONS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Stoll's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 26, 2010 - Present

CORE ASSET MANAGNEMENT LLC

RIA

CRD#: 155385

Mccall, ID

Past

November 19, 2018 - March 14, 2019

SILBER BENNETT FINANCIAL, INC.

CRD#: 156435

ENCINO, CA

Past

October 12, 2015 - January 4, 2017

SILBER BENNETT FINANCIAL, INC.

CRD#: 156435

ENCINO, CA

Past

April 22, 2010 - October 22, 2010

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

RIA

CRD#: 135288

NEWPORT BEACH, CA

Past

April 22, 2010 - October 22, 2010

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

CRD#: 135288

NEWPORT BEACH, CA

Past

January 6, 2010 - April 20, 2010

ARQUE CAPITAL, LTD.

RIA

CRD#: 121192

SCOTTSDALE, AZ

Past

January 6, 2010 - April 20, 2010

ARQUE CAPITAL, LTD.

CRD#: 121192

SCOTTSDALE, AZ

Past

June 30, 2005 - April 20, 2010

EMPIRE SECURITIES CORPORATION

RIA

CRD#: 2826

NEWPORT BEACH, CA

Past

January 20, 1999 - April 20, 2010

EMPIRE SECURITIES CORPORATION

CRD#: 2826

EL SEGUNDO, CA

Past

January 26, 1998 - February 17, 1998

NATIONAL SECURITIES CORPORATION

CRD#: 7569

BOCA RATON, FL

Past

August 22, 1997 - February 9, 1998

WALDRON & CO., INC.

CRD#: 868

IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/26/2010)

IAR

Idaho
(4/30/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/23/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/27/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/4/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/1997

General Securities Representative Examination

Current Firm

CORE ASSET MANAGNEMENT LLC

CORE ASSET MANAGEMENT STRATEGIES | MCCALL ASSET MANAGEMENT | CORE ASSET MANAGNEMENT LLC | CORE ASSET MANAGEMENT, LLC

CRD#: 155385 / SEC#: 801-71913

RIA

Registered Investment Advisory firm - (6/1/2011 Terminated)

California

Registered Investment Advisory firm - (5/31/2011 Approved)

Idaho

Registered Investment Advisory firm - (4/29/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Mccall, ID

Mailing Address

Phone number

(208) 634-7777

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	29
AUM (Assets Under Management)	$ 1,210,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian Stoll

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Stoll's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILBER BENNETT FINANCIAL, INC.

SILBER BENNETT FINANCIAL, INC.

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

AMERICAN INDEPENDENT SECURITIES GROUP, LLC

ARQUE CAPITAL, LTD.

ARQUE CAPITAL, LTD.

EMPIRE SECURITIES CORPORATION

EMPIRE SECURITIES CORPORATION

NATIONAL SECURITIES CORPORATION

WALDRON & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/23/1999

Series 63

Date: 8/27/1997

SIE

Date: 1/4/2017

Series 7

Date: 8/21/1997

Current Firm

CORE ASSET MANAGNEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CORE ASSET MANAGNEMENT LLC

TRUST BUT VERIFY

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