Bryan A. Powell
Professional summary
Bryan Allen Powell, who also goes by Bryan Allen Powell, is a registered financial professional currently at JANUS HENDERSON DISTRIBUTORS US LLC located in Denver, Colorado.
Bryan is registered as a RR (Registered Representative) and started their career in finance in 1997. Bryan has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bryan Allen Powell's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 7, 2023 - Present
JANUS HENDERSON DISTRIBUTORS US LLC
Office #1: 151 Detroit Street, Denver, CO 80206October 20, 2021 - January 21, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
June 17, 2021 - January 7, 2022
FIDELITY BROKERAGE SERVICES LLC
June 3, 2019 - October 5, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 26, 2018 - December 5, 2018
UBS FINANCIAL SERVICES INC.
May 10, 2016 - March 19, 2018
WELLS FARGO CLEARING SERVICES, LLC
January 27, 2014 - May 10, 2016
FIRST CLEARING, LLC
June 11, 2013 - December 31, 2013
WELLS FARGO CLEARING SERVICES, LLC
May 29, 2013 - December 31, 2013
WELLS FARGO CLEARING SERVICES, LLC
December 3, 1997 - April 16, 2013
SCOTTRADE, INC.
August 25, 1997 - October 29, 1997
WALDRON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/7/2023)
(8/7/2023)
Exams
FINRA
Current Firm
JANUS HENDERSON DISTRIBUTORS US LLC
CRD#: 28832 / SEC#: , 8-43810
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANUS HENDERSON INVESTORS US LLC | MANAGING MEMBER | |
| ANDERS, JOHANNA MARRIE | CHIEF COMPLIANCE OFFICER AND HEAD OF DISTRIBUTION COMPLIANCE (US) | 2350087 |
| CASHEL, WILLIAM S IV | HEAD OF BUSINESS DEVELOPMENT, PRIVACORE CAPITAL, LLC | 2870348 |
| CRAWFORD, BERG ASHTON | CHIEF ACCOUNTING OFFICER | 7933828 |
| FALCONER, PETER JOHN | ASSISTANT SECRETARY | 7218508 |
| GRAUERHOLZ, STEPHANIE LYNN | DEPUTY GENERAL COUNSEL | 4696390 |
| LACY, KARLENE J | GLOBAL HEAD OF TAX | 5073113 |
| MARIANI, KRISTIN BRETT | HEAD OF COMPLIANCE, NORTH AMERICA | 2740967 |
| ROSENBERG, MICHELLE ROSE | GENERAL COUNSEL, SECRETARY | 4735608 |
| SABA, STEVEN RICHARD | FINANCIAL AND OPERATIONS PRINCIPAL | 5847576 |
| SCHWEITZER, MICHAEL ALAN | PRESIDENT | 1940642 |
| UTZ, KATHRYN BRETTON | DEPUTY CHIEF COMPLIANCE OFFICER AND N.A. HEAD OF SALES PRACTICE COMPLIANCE | 3100695 |
Red Flags
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