Andrew P. Gormley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Phillip Gormley was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1997. Andrew had worked at 7 firms and has passed the Series 63, SIE, Series 82, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2014 - June 15, 2015
KPMG CORPORATE FINANCE LLC
September 3, 2013 - January 6, 2014
OPPENHEIMER & CO. INC.
June 14, 2011 - June 21, 2013
PIPER SANDLER & CO.
December 1, 2006 - March 18, 2009
DEUTSCHE BANK SECURITIES INC.
September 16, 2005 - August 31, 2006
COMMERZ MARKETS LLC
October 1, 1998 - May 29, 2001
BANC OF AMERICA SECURITIES LLC
October 28, 1997 - October 1, 1998
BANCAMERICA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
KPMG CORPORATE FINANCE LLC
CRD#: 103973 / SEC#: , 8-52462
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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