Julien B. Booth

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CRD#: 2927147

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Julien Binford Booth, who also goes by Julien Binferd Booth, was a registered financial professional .

Julien is a previously registered financial professional and started their career in finance in 1997. Julien had worked at 6 firms and has passed the Series 65, Series 63, Series 6 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Julien Binferd Booth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. WINDSWEPT FARMS LLC, CHARLOTTE, NC, NON INVESTMENT RELATED, MANAGER, OWNER, NO CASH COMPENSATION, NATURE OF BUSINESS: FARMING & TIMBER, STARTED 1999, 5 TO 10 HRS/MONTH, 0HRS DURING TRADING HOURS, MANAGER, PASSIVE FARMING CO. 2. SIXTY GUILDERS RESEARCH LLC, 2400 CROWNPOINT EXEC. #200, CHARLOTTE, NC 28277, INVESTMENT RELATED, NO COMPENSATION, NATURE OF BUSINESS: INVESTMENT RESEARCH, TITLE: PARTNER SINCE 2010, 2-5 HRS/MONTH, 0HRS DURING TRADING HOURS, DUTIES: PARTNER, NON-OPERATING. 3. Rowan Rock & Timber LLC, 140 Cabarrus Ave, West Concord NC; not investment related; Timber, Real Estate holdings, Manager; 7/2/2015; 5-10 hours per month/ 0 during trading hours; Oversee management of timber and real estate holdings. 4. JJ Brangus LLC, 140 Cabarrus Ave, West Concord NC; not investment related; Commercial Livestock; Manager; 9/15/2015; 5-10 hours per month/ 0 during trading hours; Oversee management of livestock.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 30, 2023 - June 6, 2024

FOREST CAPITAL

RIA

CRD#: 325514

Concord, NC

Past

February 21, 2020 - March 20, 2023

BRC WEALTH MANAGEMENT, LLC

RIA

CRD#: 306360

CONCORD, NC

Past

May 10, 2012 - June 30, 2020

FOREST CAPITAL

RIA

CRD#: 130073

CONCORD, NC

Past

March 3, 2003 - November 14, 2003

NEWPORT GROUP SECURITIES, INC.

CRD#: 29722

LAKE MARY, FL

Past

October 30, 2002 - February 25, 2004

NEWPORT GROUP SECURITIES, INC.

RIA

CRD#: 29722

CHARLOTTE, NC

Past

December 31, 2001 - November 21, 2003

THE NEWPORT GROUP OF NORTH CAROLINA, INC.

RIA

CRD#: 116534

CHARLOTTE, NC

Past

August 13, 1997 - December 16, 1998

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOREST CAPITAL

FOREST CAPITAL | FOREST CAPITAL OPERATING COMPANY LLC

CRD#: 325514 / SEC#: 801-127542

RIA

Registered Investment Advisory firm - (3/30/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/9/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/17/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 2/13/2003

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 8/12/1997

General Securities Representative Examination

Current Firm

FOREST CAPITAL

FOREST CAPITAL | FOREST CAPITAL OPERATING COMPANY LLC

CRD#: 325514 / SEC#: 801-127542

RIA

Registered Investment Advisory firm - (3/30/2023 Approved)

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Contact information

Main Address

300 Mcgill Ave Nw Ste 200, Concord, NC 28027

Mailing Address

Phone number

(704) 533-9876

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE - 2A (1/8/2025)

Regulatory assets under management

Total Number of Accounts	252
AUM (Assets Under Management)	$ 134,294,975

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Julien B. Booth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BRC WEALTH MANAGEMENT, LLC

FOREST CAPITAL

NEWPORT GROUP SECURITIES, INC.

NEWPORT GROUP SECURITIES, INC.

THE NEWPORT GROUP OF NORTH CAROLINA, INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

FOREST CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 5/9/2012

Series 63

Date: 7/17/2003

Series 6

Date: 2/13/2003

Series 7

Date: 8/12/1997

Current Firm

FOREST CAPITAL

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOREST CAPITAL

TRUST BUT VERIFY

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