Alexis M. Renard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexis M C Renard, who also goes by Alexis Renard, was a registered financial professional .
Alexis is a previously registered financial professional and started their career in finance in 1997. Alexis had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2009 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
December 3, 2007 - April 1, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 27, 2005 - April 3, 2007
BANC OF AMERICA SECURITIES LLC
August 12, 1997 - April 13, 2004
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BANC OF AMERICA SECURITIES LLC
CRD#: 26091 / SEC#: , 8-42263
Contact information
Documents
Disclosures
| Regulatory Event | 88 |
| Civil Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
