Michael R. Charles
Professional summary
Michael Robert Charles is a registered financial advisor currently at AMARNA CAPITAL PARTNERS located in New York, New York.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Michael has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Robert Charles's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2024 - Present
AMARNA CAPITAL PARTNERS
Office #1: 200 Vesey Street 24th Floor, New York, NY 10281June 13, 2022 - August 29, 2023
CRAFT CAPITAL MANAGEMENT LLC
June 9, 2022 - June 13, 2022
PAULSON INVESTMENT COMPANY LLC
October 6, 2020 - June 9, 2022
CRAFT CAPITAL MANAGEMENT LLC
April 24, 2020 - July 31, 2020
AEGIS CAPITAL CORP.
February 16, 2016 - March 25, 2020
NATIONAL SECURITIES CORPORATION
February 10, 2014 - June 25, 2015
WINDSOR STREET CAPITAL, LP
January 10, 2012 - September 10, 2012
WINDSOR STREET CAPITAL, LP
March 26, 2010 - December 15, 2011
AEGIS CAPITAL CORP.
June 26, 2007 - March 29, 2010
GUNNALLEN FINANCIAL, INC
November 20, 2001 - July 26, 2007
JOSEPH GUNNAR & CO. LLC
March 3, 2000 - November 26, 2001
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/12/2024)
Exams
Current Firm
AMARNA CAPITAL PARTNERS
CRD#: 327900 / SEC#:
Contact information
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